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Department of Health & Human Services
Administration for Children and Families



EXPIRED

Program Office:

Administration on Children, Youth and Families, Children's Bureau

Funding Opportunity Title:

Preventing Child Abuse and Neglect Through Nurse Home Visitation

Announcement Type:

Initial

Funding Opportunity Number:

HHS-2007-ACF-ACYF-CA-0038

CFDA Number:

93.670

Due Date for Applications:

07/02/2007

Executive Summary:

The purpose of activities funded under this program announcement is to prevent child abuse and neglect by providing nurse home visitation services and by providing or referring parents who would benefit from them to healthy marriage and responsible fatherhood services. Funded programs will employ strong partnerships with child abuse prevention, child welfare, family support, and other disciplines to implement and evaluate this combination of services. Families who need them should also receive services to address substance abuse, mental health, and family violence issues.

Nurse home visitation programs funded under this program announcement will be based on models which have been proven successful in preventing child abuse and neglect. Funded programs will conduct comprehensive family assessments, build on family strengths, address the most critical risk factors for abuse or neglect, deliver culturally competent services or arrange for appropriate supports, focus on positive parent-child and parent-parent interaction, educate families on child development, and provide or refer parents who would benefit from them to healthy marriage and responsible fatherhood services. These demonstration projects will further explore the connection between intact families and/or active fathers and the occurrence of child abuse and neglect. The programs must institute nurse home visits and services during pregnancy or at birth and provide services of sufficient duration to lower the incidence of child abuse and neglect.

 




I. FUNDING OPPORTUNITY DESCRIPTION

Legislative Authority

Section 105 of The Child Abuse Prevention and Treatment Act, as amended (42 United States Code (U.S.C.) Section 5106)

Funding Opportunity Description

Background

The impact of child maltreatment is profound. A single incident affects the victim today, tomorrow and beyond. Child maltreatment also reverberates through families, through society, and across institutions -- including medical and mental health resources, law enforcement and judicial systems, public social services, and non-profit helping agencies -- as they respond to the incident and support the victim in the aftermath.

Prevention is the most important means available to address child maltreatment. Effective prevention programs have the potential for significant cost savings in the future. A recent analysis of the economic impact of child abuse and neglect, which includes estimates of the direct or immediate costs of abuse and neglect, as well as the indirect or long-term costs, suggests that child abuse and neglect cost the nation $258 million each day, or approximately $94 billion each year (Prevent Child Abuse America, 2001).

Nurse Home Visitation. The research on the impact of home visitation programs suggests that this can be an effective approach. At the same time, the issues are very complex, and there is considerable debate about this strategy.

This program announcement is based on research that indicates that nurse home visits to families during pregnancy and after birth reduce abuse and neglect substantially over the long-term, and can improve family functioning overall. In a randomized, longitudinal research trial, outcomes from one nurse home visitation program showed a nearly 80 percent reduction in rates of child maltreatment among at-risk families from birth through children's 15th year. Other research has shown that nurse home visits had a long-term positive effect on other family outcomes, such as reduced substance abuse, reduced arrests and convictions, greater work-force participation, reduced reliance on public assistance and food stamps, and reduced early sexual activity on the part of the children visited. Other quasi-experimental program evaluations of State and local nurse home visitation programs have also shown positive outcomes on reducing abuse and neglect (Prenatal and Infancy Home Visiting by Nurses: From Randomized Trials to Community Replication, Prevention Science, September 2002). 

Another recent systematic review of the research on early childhood home visitation programs found that such approaches can prevent child maltreatment in high-risk families, with programs longer than two years having the strongest effects. Morbidity and Mortality Weekly Report/ Recommendations and Reports, October 3, 2003, http://www.cdc.gov/mmwr/preview/mmwrhtml/rr5214a1.htm.

Other recent studies and cross study analyses of home visiting programs have produced mixed findings and created a good deal of discussion within the research community. However there appears to be agreement that the quality of the program is an important factor, and that more study is needed Child Abuse & Neglect, Volume 28, Issue 6, June 2004, Pages 589-595 and Pages 597-622.

Healthy Marriage and Responsible Fatherhood. The Administration for Children and Families (ACF) believes that nurse home visitation, combined with healthy marriage and responsible fatherhood programs for parents that would benefit from them, holds promise for decreasing the incidence of child abuse and neglect. A 2002 study reported that "Rates of serious abuse of children were lowest in the intact, married family but six times higher in the step family, 14 times higher in the always-single family, 20 times higher in cohabiting-biological parent families, and 33 times higher when the mother was cohabiting with a boyfriend who was not the father of her children. In cases where abuse resulted in a child's death, the relationship between family structure and abuse was even stronger. It was lowest in intact, always-married families, three times higher in the step family, nine times higher in the family headed by a single mother who had never married, 18 times higher in the cohabiting-biological parents' household, and 73 times higher in families where the mother cohabited with a boyfriend" (Marriage: The Safest Place for Women and Children, Fagan, Patrick F. Johnson, Kirk A., April, 2002).

Thus, mothers, fathers and their children may benefit from programs that support healthy marriage and promote responsible fatherhood. ACF expects that nurse home visitors will be in a strong position to introduce parents who would benefit from them to healthy marriage and responsible fatherhood programs, ensure that they complete these programs, and help them transfer what they have learned into practice.

ACF began its Healthy Marriage Initiative in 2002. Research has shown that, on average, children raised in households headed by married parents fare better than children who grow up in other family structures. Through this initiative, numerous grants have been awarded to develop, implement and evaluate marriage education programs. Marriage education is based on the premise that couples can learn how to build and maintain successful, stable marriages. Research has found that successful couples do not have fewer differences or less to fight about, but rather they are able to handle effectively their inevitable differences or disagreements. Through marriage education, couples can learn how to do more of what makes marriages successful and less of what causes marital unhappiness and breakdown. These projects will provide this opportunity to strengthen both marital and parenting skills within a healthy and supportive relationship.

For the purposes of this program announcement, marriage education is defined as: "a broad range of educational practices, curricula and programs that prepare, teach and equip individuals and couples at any stage of a relationship with the knowledge, skills and attitudes necessary to form and sustain healthy marriages" (What is a "Healthy Marriage"? Defining the Concept), Child Trends Research Brief, Publication 2004-16,  http://www.childtrends.org).

ACF recognized the importance of fatherhood by beginning its Promoting Responsible Fatherhood Initiative in 1996. An involved father provides benefits to his children in many areas, including healthy child development, gender identity, responsible sexuality, emotional and social commitments, financial security, school success, healthy self-esteem, mental health, avoidance of drug use, and child resiliency. The initiative's purpose is to promote responsible fatherhood by funding programs that support healthy marriage activities, promote responsible parenting, and foster economic stability. Additional information on the ACF Healthy Marriage Initiative can be found at http://www.acf.hhs.gov/healthymarriage and on the ACF Promoting Responsible Fatherhood Initiative at http://fatherhood.hhs.gov.

Target Population.ACF is interested in funding nurse home visiting programs that prevent child abuse and neglect. These programs must also provide or refer parents who would benefit from them to healthy marriage and responsible fatherhood services.

Of special interest to ACF are:

  • Programs that serve young, low-income first-time mothers, their children, and the fathers of their children;
  • Programs that focus on early childhood, beginning during pregnancy or at birth;
  • Programs that focus on the whole family; and
  • Programs that are available to all families in the community, including families whose children are at risk of abuse and/or neglect, especially those impacted by problems associated with substance abuse, mental health issues, and family violence.

Applicants should describe and justify the community to be served, the target population, and the plan for recruiting, engaging and retaining families. The program must institute nurse home visits and services during pregnancy or at birth. 

Applicants should describe and justify the types of healthy marriage and responsible fatherhood services the identified target population is likely to benefit from, and the proportion of the entire client family- base served under this program that would benefit from healthy marriage and responsible fatherhood services. Applicants should describe how they will identify families who would benefit from healthy marriage and responsible fatherhood services, how they will connect these families to these services, how they will ensure that these identified families access these services voluntarily, and how they will assist families in transferring what they learn about healthy marriage and responsible fatherhood into practice throughout the duration of their involvement with these families.

Research on home visitation programs suggests that some of the barriers to effectiveness include difficulties engaging those clients who: tend to frequently move from one residence to another; break appointments; drop out of the program; and live in sub-standard housing in unsafe neighborhoods, which can be a challenge for the home visitors, not to mention the families themselves. Applicants should describe these and other potential barriers or obstacles to successful implementation of the proposed program, and describe and justify strategies to overcome them.  

Program Model. Funded programs will provide nurse home visitation services to the identified target population and provide or refer parents who would benefit from them to healthy marriage and responsible fatherhood services. Families who need them should also receive services to address substance abuse, mental health, and family violence issues.

Funded programs are strongly advised to conduct a comprehensive assessment of all members of each family served under this program. The case plan should then be developed based on the results of the assessment, with services prioritized by need. The Children's Bureau recently published Comprehensive Family Assessment Guidelines. Engagement of the entire family over the life of the case, linking family's strengths and needs to service plans, and collaboration between service providers are key components of the Guidelines. The Guidelines are available at http://www.acf.hhs.gov/programs/cb/pubs/family_assessment/index.htm.

Applicants should identify the evidence-based nurse home visitation model they plan to use; provide evidence that this model has been shown to be effective in preventing child abuse and neglect; commit to fidelity in implementing the model; and provide a rationale for using this model in the identified community with the identified target population. A resource that may be helpful to applicants is the Home Visit Forum at Harvard, http://www.gse.harvard.edu/hfrp/projects/home-visit/index.html.

Applicants should identify the evidence-based model/curricula of responsible fatherhood, and healthy marriage they plan to use; provide evidence that they have been shown to be effective; commit to implementing the entire model/curricula or describe and justify the components of these models/curricula they will implement; and provide a rationale for using these models in conjunction with nurse home visitation services in the identified community with the identified target population.

Applicants should explain how the three services (nurse home visitation, healthy marriage, and responsible fatherhood) will be integrated and provide a rationale for how the proposed model of integration will be successful. Applicants should describe how they will address issues of fidelity in replicating each of the three individual program models while combining nurse home visitation, healthy marriage and responsible fatherhood services. 

Applicants should describe in detail and justify the number of families to be served during the course of the project.

Applicants should describe in detail and justify the amount of each service (nurse home visitation, healthy marriage, and responsible fatherhood) they anticipate families will receive, how many hours, and over what time period.

Ideally, the father of each child being served through this program would be fully engaged at every stage, as long as that is in the best interest of the child and is not unsafe for the child's mother. Applicants must describe their plan to address potential domestic violence and child safety issues by having a written domestic violence protocol, and a supportive relationship with the domestic violence program in the community. Engagement of fathers (including non-resident fathers) and paternal families should begin during the comprehensive family assessment and continue throughout the program's involvement with the family. Participation in responsible fatherhood services must be voluntary.

Marriage education services provided by funded programs must be skills-based and specifically designed to increase the likelihood that healthy marriages will form, or existing marriages will experience long-term marital satisfaction and stability. Participation in marriage education services must be voluntary. The marriage education curriculum must be designed to help couples learn and apply skills that will: 

  • Improve communication between couples;
  • Improve the couple's ability to resolve their conflicts; and
  • Strengthen the couple's commitment to increasing marital stability.

In programs serving young, low-income first time mothers, it is likely that many enrollees may be teenagers. Applicants proposing to serve this population should describe and justify the type of healthy marriage curriculum and services they believe would be appropriate for this young population and provide evidence that providing these services to this population will increase the likelihood that healthy marriages will form. In selecting a marriage education curriculum, guidelines are available at http://www.acf.hhs.gov/healthymarriage/pdf/ACF_Curriculum_Assessment_Guide.pdf.

Applicants should identify the replication standards of the evidence-based nurse home visitation, healthy marriage and responsible fatherhood service models they intend to implement and describe their approach to adhering to these standards.

Funded programs can establish/implement their own healthy marriage and responsible fatherhood programs, or refer families to services provided by other community agencies. Participation in these healthy marriage and responsible fatherhood programs must be voluntary. Healthy marriage and responsible fatherhood services can be provided in the home or outside the home. Applicants should identify which of these options they will implement and justify their choice. If provided outside the home, applicants should describe and justify plans for ensuring that family members who would benefit from these services, and who volunteer to participate, enroll in these programs, get to these programs (e.g., address scheduling, transportation and childcare issues), complete the program, and transfer what they've learned into practice.

Funded programs may use grant funds to provide existing services or to develop and provide new services. Funded programs may also use grant funds to develop and/or support a limited amount of infrastructure to coordinate existing services, but this infrastructure should be modest, both in cost and in duration, in relation to the overall scope of the project. In either case, applicants should describe and justify their choice.

Applicants should describe their plan to work with the developers of the evidence-based models/curricula they propose to implement (e.g., use of training and technical assistance (TTA) and other program resources, training and certification of providers, and accreditation of programs). Applicants should also describe their plan to use these healthy marriage http://www.acf.hhs.gov/healthymarriage/index.html and responsible fatherhood http://fatherhood.hhs.gov/index.shtml resources.

Evaluation. ACF expects that projects funded under this program announcement will develop a knowledge base around the efficacy of providing nurse home visitation services to a defined target population and providing or referring parents who would benefit from them to healthy marriage and responsible fatherhood services. ACF is interested in learning about the success of funded programs in reducing the incidence of child abuse and neglect, their effect on healthy marriages and responsible fatherhood, the factors associated with the successful implementation of the programs, their sustainability, their suitability for replication, and their overall cost-effectiveness and cost benefit.

It will be most important to understand the impact of funded programs on reducing child maltreatment and their effect on healthy marriage and responsible fatherhood. In addition, program evaluations should address the factors associated with the successful combination, replication, implementation and sustaining of evidence-based programs and practices. Given the scarce resources available for prevention programs and the push to establish cost efficiency measures, programs should conduct a cost analysis which will provide State and local policy makers with the information they need to make more thoughtful decisions about resource allocation in their communities.

ACF has a particular interest in projects that develop knowledge about:

  • How to successfully integrate these three service models (nurse home visitation, healthy marriage, and responsible fatherhood);
  • The outcomes and cost-effectiveness of providing these three services in combination, compared with providing some or all of these services individually; and
  • Which models, and which combinations of models work best under which sets of conditions.

In order to compare outcomes, it would be acceptable for a grantee to provide all three services to a treatment group, and home visitation services only to a comparison group. Applicants are encouraged to propose and justify other methods of comparing outcomes produced by various combinations of these three services.

Funded programs will be encouraged to track the same/similar outcomes, using the same/similar tools as the evidence-based models being implemented, so it will be possible to compare the implementation and outcomes of the funded programs with the implementation and outcomes of these same models that have already been implemented and evaluated.

Applications should include a logic model or conceptual framework that shows that their comprehensive family assessment includes identification of strengths and needs related to marriage and fatherhood and that services include healthy marriage and responsible fatherhood components for families that would benefit from them. Program evaluations should measure the extent to which the programs meet the needs and build on the strengths identified in the comprehensive family assessment.

Demonstration Projects. Activities funded under this funding announcement are demonstration projects. At the Children's Bureau, a demonstration project is one that puts into place and tests new, unique, or distinctive approaches for delivering services to a specific population.

Demonstration projects may test whether a program or service that has proven successful in one location or setting can work in a different context. Demonstration projects may test a theory, idea, or method that reflects a new and different way of thinking about service delivery. Demonstration projects may be designed to address the needs of a very specific group of clients or focus on one service component available to all clients. The scope of these projects may be broad and comprehensive or narrow and targeted to specific populations. A demonstration project must:

  1. Develop and implement an evidence-based model with specific components or strategies that are based on theory, research, or evaluation data; or replicate or test the transferability of successfully evaluated program models;
  2. Determine the effectiveness of the model and its components or strategies using a rigorous evaluation approach; and
  3. Produce detailed procedures and materials based on the evaluation that will contribute to and promote evidence-based strategies, practices, and programs that may be used to guide replication or testing in other settings.

ACF will expect grantees to engage in an evaluation of sufficient rigor to demonstrate potential linkages between project activities and improved outcomes. Guided by a logic model for the project, this evaluation will include both process and outcomes evaluation components. The process evaluation will assess the implementation of the project, as well as the linkages between the collaborative partners that will help ensure that identified needs of children and families are met. The outcomes component will use a sufficiently rigorous approach to examine how the approaches used in this demonstration project affect key outcomes of interest. The evidence from the evaluation will support evidence-based practice and provide States with examples of strategies that are tied to positive outcomes for children and families.

Assurances. The acceptance of funds for projects responsive to this announcement will signify the applicant's assurance that it will comply with the following requirements:

  1. Have the project fully functioning within 90 days following the notification of the cooperative agreement.
  2. Participate, if the Children's Bureau chooses, in a national evaluation or a technical assistance contract that relates to this funding announcement.
  3. Submit all performance indicator data, program and financial reports in a timely manner, in recommended format (to be provided), and submit the final report on disk or electronically using a standard word-processing program.
  4. Submit a copy of the final report, the evaluation report, and any program products to the Child Welfare Information Gateway within 90 days of project end date.  This is in addition to the standard requirement that the final program and evaluation report must also be submitted to the Grants Management Specialist and the Federal Project Officer.
  5. Allocate sufficient funds in the budget to:
    1. Provide for the project director, the evaluator, and other key partners to attend an early kickoff meeting for grantees funded under this program announcement to be held within the first three months of the project (first year only) in Washington, D.C.
    2. Provide for the project director, the evaluator, and other key partners to attend an annual three day grantees' meeting in Washington, D.C.




II. AWARD INFORMATION

Funding Instrument Type:

Cooperative Agreement

Substantial Involvement with Cooperative Agreement:

A cooperative agreement is a specific method of awarding Federal assistance in which substantial Federal involvement is anticipated. A cooperative agreement clearly defines the respective responsibilities of the Children's Bureau and the grantee prior to the award. The Children's Bureau anticipates that agency involvement will produce programmatic benefits to the recipient otherwise unavailable to them for carrying out the project. The involvement and collaboration includes:

  • Children's Bureau review and approval of planning stages of the activities before implementation phases may begin;

  • Children's Bureau involvement in the establishment of policies and procedures that maximize open competition, and rigorous and impartial development, review and funding of cooperative agreement or sub-grant activities, if applicable;

  • Children's Bureau and recipient joint collaboration in the performance of key programmatic activities (e.g., strategic planning, implementation, information technology enhancements, T/TA, publications or products, and evaluation);

  • Close monitoring by the Children's Bureau of the requirements stated in this announcement that limit the grantee's discretion with respect to scope of services offered, organizational structure and management processes; and

  • Close Children's Bureau monitoring during performance, which may, in order to ensure compliance with the intent of this funding, exceed those Federal stewardship responsibilities customary for cooperative agreement activities.

Anticipated Total Priority Area Funding:

$1,200,000

Anticipated Number of Awards:

1 to 3

Range of Amounts of Individual Awards:

$0 to $400,000 per budget period

Floor on Amount of Individual Awards:

None

Average Projected Award Amount:

$400,000 per budget period

Length of Project Periods:

60-month project with five 12-month budget periods
Other

Explanation of Other:

In the first budget period, the maximum Federal share of each project is not to exceed $400,000. The projects awarded will be for a project period of 60 months. The initial award will be for a 12-month budget period. The award of continuation beyond each 12-month budget period will be subject to the availability of funds, satisfactory progress on the part of the grant recipient, and a determination that continued funding would be in the best interest of the Federal Government.

Awards under this announcement are subject to the availability of funds.




III. ELIGIBILITY INFORMATION

1. Eligible Applicants:

  • State governments
  • County governments
  • Local Governments
  • City or township governments
  • Regional Organizations
  • U.S. Territory or Possession
  • Independent school districts
  • Public and State-controlled institutions of higher education
  • Indian/Native American Tribal governments (Federally recognized)
  • Indian/Native American Tribal organizations (other than Federally recognized)
  • Indian/Native American Tribally Designated Organizations
  • Public/Indian Housing Authorities
  • Non-profits with 501(c)(3) IRS status (other than institutions of higher education)
  • Non-profits without 501(c)(3) IRS status (other than institutions of higher education)
  • Private institutions of higher education
  • For-profit organizations (other than small businesses)
  • Small businesses
  • Hispanic-Serving Institutions
  • Historically Black Colleges and Universities (HBCUs)
  • Tribally Controlled Colleges and Universities (TCCUs)
  • Alaska Native and Native Hawaiian Serving Institutions
  • Special district governments

Faith-based and community organizations that meet the statutory eligibility requirements are eligible to apply under this announcement.

Foreign entities are not eligible under this announcement.

State child welfare agencies, prevention organizations, health departments, hospitals, and community-based organizations are encouraged to apply.

Collaborative efforts and interdisciplinary approaches are encouraged. Applications from collaborative groups must identify a primary applicant responsible for administering the grants.

Collaboration partners must include organizations with nurse home visitation, healthy marriage, and responsible fatherhood experience and expertise. Other partners could include child welfare organizations and child abuse prevention programs.

An experienced nurse home visitation program is an essential collaborative partner, but doesn't need to be the lead applicant.

The organization providing the nurse home visitation services must be able to conduct comprehensive family assessments, provide evidence-based nurse home visitation services, and provide or refer parents who would benefit from them to healthy marriage and responsible fatherhood services.

2. Cost Sharing or Matching: Yes

Grantees are required to meet a non-Federal share of the project costs. Grantees must provide at least 10 percent of the total approved cost of the project. The total approved cost of the project is the sum of the ACF share and the non-Federal share. The non-Federal share may be met by cash or in-kind contributions, although applicants are encouraged to meet their match requirements through cash contributions. For example, in order to meet the match requirements, a project with a total approved project cost of $444,444, requesting $400,000 in ACF funds, must provide a non-Federal share of at least $44,444 (10 percent of total approved project cost of $444,444.) Grantees will be held accountable for commitments of non-Federal resources even if they exceed the amount of the required match. Failure to provide the required amount will result in the disallowance of Federal funds. A lack of supporting documentation at the time of application will not exclude the application from competitive review.

The following example shows how to calculate the required 10% match amount for a $400,000 grant:

                        $400,000         (Federal share)

divided by                  .90         (100% - 10%)

equals               $444,444         (total project cost including match)

minus                $400,000         (Federal share)

equals                 $44,444         (required 10% match)

The non-Federal share may be cash or in-kind contributions, although applicants are encouraged to meet their match requirements through cash contributions. If approved for funding, grantees will be held accountable for the commitment of non-Federal resources and failure to provide the required amount will result in a disallowance of unmatched Federal funds.

3. Other:

Disqualification Factors

    Applications with requests that exceed the ceiling amount (for research projects) or the upper range value (for all other projects) will be deemed non-responsive and will not be considered for funding under this announcement. See Section II., Award Information.
    Any application that fails to satisfy the deadline requirements referenced in Section IV.3., Submission Dates and Times, will be deemed non-responsive and will not be considered for funding under this announcement.



IV. APPLICATION AND SUBMISSION INFORMATION

1. Address to Request Application Package:

ACYF Operations Center
c/o The Dixon Group, Inc.
ATTN: Children's Bureau
118 Q St., NE.
Washington, DC 20002-2132

2. Content and Form of Application Submission:

Each application must contain the following items in the order listed:

Application for Federal Assistance. (Standard Form (SF) 424). Follow the instructions below and those that accompany the form.

  • In Item 5 of SF-424, put D-U-N-S number in "Organizational D-U-N-S:" box.
  • In Item 5 of SF-424, include name, phone number, and, if available, email and fax        numbers of the contact person.
  • In Item 8 of SF-424, check 'New.'
  • In Item 10 of SF-424, clearly identify the Catalog of Federal Domestic Assistance (CFDA) program title and number for the program for which funds are being requested as stated in this funding opportunity announcement.
  • In Item 11 of SF-424, identify the single funding opportunity the application addresses.
  • In Item 12 of SF-424, identify the specific geographic area to be served.
  • In Item 14 of SF-424, identify Congressional districts of both the applicant and project.

Budget Information. Non-Construction Programs (SF-424A) and Budget Justification. Follow the instructions provided here and those in Section V, Application Review Information. Note that Federal funds provided to States and services or other resources purchased with Federal funds may not be used to match project awards.

Certifications/Assurances. Applicants requesting financial assistance for non-construction projects must file the SF-424B, "Assurances: Non-Construction Programs." Applicants must sign and return the SF-424B with their applications.

Applicants must file the Certification Regarding Lobbying when applying for an award in excess of $100,000. Applicants must sign and return the certification with their applications.

If applicable, applicants must disclose lobbying activities on the SF-LLL. See the information on the Certification Regarding Lobbying form for further information.

Applicants must make the appropriate certification regarding environmental tobacco smoke. By signing and submitting the application, the applicant is providing this certification and need not mail back this certification with the application.

Project Summary/Abstract (one page maximum, double spaced). Clearly mark this page with the applicant name as shown on Item 5 of SF-424, identify the program announcement and the title of the proposed project as shown in Item 11 and the service area as shown in Item 12 of SF-424. The summary description should not exceed 300 words.

Care should be taken to produce a summary/abstract that accurately and concisely reflects the proposed project. It should describe the objectives of the project, the approach to be used, and the results or benefits expected.

The Project Description. Applicants should organize their project description in this sequence: 1) Objectives and Need for Assistance; 2) Approach; 3) Evaluation; 4) Organizational Profiles; and 5) Budget and Budget Justification.  

Non-Federal Resources. Provide a letter of commitment verifying the actual amount of the non-Federal share of project costs (see Sections III.2 and V).

Indirect Charges. If claiming indirect costs, provide documentation that the applicant currently has an indirect cost-rate approved by HHS or another cognizant Federal agency.

Third Party Agreements. If applicable, include a letter of commitment or Memorandum of Understanding from each partner and/or sub-contractor describing their role, detailing specific project tasks to be performed, and expressing commitment to participate if the proposed project is funded. Note: General letters of support are not required and are not considered under the evaluation criteria.

Page Limit. The application limit is 100 pages total, including all forms and attachments. Pages over this page limit will be removed from the application and will not be reviewed.

General Content and Form Information. To be considered for funding, each application must be submitted with the Standard Federal Forms (provided at the end of this announcement or through the electronic links provided) and following the guidance provided. The application must be signed by an individual authorized to act for the applicant agency and to assume responsibility for the obligations imposed by the terms and conditions of the award.

The application must be typed, double spaced, printed on only one side, with at least 1-inch margins on each side and 1 inch at the top and bottom, using standard 12-Point fonts (such as Times New Roman or Courier). All pages must be numbered. When spacing, margins, and font instructions are not followed, excess pages will be removed and will not be reviewed.

All copies of an application must be submitted in a single package, and a separate package must be submitted for each funding opportunity. The package must be clearly labeled for the specific funding opportunity it is addressing.

Because each application will be duplicated, do not use or include separate covers, binders, clips, tabs, plastic inserts, maps, brochures, or any other items that cannot be processed easily on a photocopy machine with an automatic feed. Do not bind, clip, staple, or fasten in any way separate subsections of the application, including supporting documentation. Use a clip (not a staple) to securely bind the application together. Applicants are advised that the copies of the application submitted, not the original, will be reproduced by the Federal Government for review.

Tips for Preparing a Competitive Application. It is essential that applicants read the entire announcement package carefully before preparing an application and include all of the required application forms and attachments. The application must reflect a thorough understanding of and support the purpose and objectives of the applicable legislation.  Reviewers expect applicants to understand the goals of the legislation and the Children's Bureau's interest in each topic. A "responsive application" is one that addresses and follows all of the evaluation criteria in ways that demonstrate this understanding. Applications that are considered to be "unresponsive" or do not clearly address the evaluation criteria or program requirements generally receive very low scores and are rarely funded.

The Children's Bureau's website (http://www.acf.dhhs.gov/programs/cb) provides a wide range of information and links to other relevant websites. Before preparing an application, applicants can learn more about the mission and programs of the Children's Bureau by exploring the website.

Organizing the Application. Reviewers will use the specific evaluation criteria in Section V of this funding announcement to review and evaluate each application. The applicant should address each of these specific evaluation criteria in the project description. Applicants should organize their project description in this sequence: 1) Objectives and Need for Assistance; 2) Approach; 3) Evaluation; 4) Organizational Profiles; and 5) Budget and Budget Justification. The applicant must use the same headings as these criteria, so that reviewers can readily find information that directly addresses each of the specific review criteria.

Evaluation. A logic model is a tool that presents the conceptual framework for a proposed project and explains the linkages among program elements. While there are many versions of the logic model, they generally summarize the logical connections among the needs that are the focus of the project, project goals and objectives, the target population, project inputs (resources), the proposed activities/processes/outputs directed toward the target population, the expected short- and long-term outcomes the initiative is designed to achieve, and the evaluation plan for measuring the extent to which proposed processes and outcomes actually occur. Information on the development of logic models is available on the Internet at http://childwelfare.gov/preventing/developing/toolkit/.

Project evaluations are very important. If the applicant does not have the in-house capacity to conduct an objective, comprehensive evaluation of the project, then the Children's Bureau advises that the applicant contract with a third-party evaluator specializing in social science or evaluation, or a university or college, to conduct the evaluation.  In either case, it is important that the evaluator has the necessary independence from the project to assure objectivity. A skilled evaluator can help develop a logic model and assist in designing an evaluation strategy that is rigorous and appropriate given the goals and objectives of the proposed project. Additional assistance may be found in a document titled "Program Manager's Guide to Evaluation."  A copy of this document can be accessed at http://www.acf.hhs.gov/programs/opre/other_resrch/pm_guide_eval/reports/pmguide/pmguide_toc.html.

Evaluation plans that include obtaining identifiable private information about clients may involve non-exempt human subjects research and require compliance with the HHS Protection of Human Subjects regulations (45 Code of Federal Regulations (CFR) Part 46). Applicants proposing such research are asked to describe: (a) the procedures for protecting the privacy of clients and ensuring the confidentiality of data collected about clients; and (b) the process for obtaining institutional review board (IRB) review of the proposed evaluation plans. While IRB approval is not required at the time of award, applicants proposing non-exempt human subjects research will be required, as a condition of award, to hold a Federal-wide Assurance (FWA) approved by the Office for Human Research Protections (OHRP) and to provide certification to ACF that an IRB designated under the FWA has reviewed and approved the research prior to enrolling any subjects in the proposed evaluation. Certifications of IRB approval may be submitted to ACF using the form at http://www.hhs.gov/ohrp/humansubjects/assurance/OF310.rtf.

General information about the HHS Protection of Human Subjects regulations can be obtained at http://www.hhs.gov/ohrp. Applicants may also contact OHRP by email (ohrp@csophs.dhhs.gov) or by phone (240-453-6900).

D-U-N-S Requirement

All applicants must have a D&B Data Universal Numbering System (D-U-N-S) number.  On June 27, 2003, the Office of Management and Budget (OMB) published in the Federal Register a new Federal policy applicable to all Federal grant applicants.  The policy requires Federal grant applicants to provide a D-U-N-S number when applying for Federal grants or cooperative agreements on or after October 1, 2003.  The D-U-N-S number will be required whether an applicant is submitting a paper application or using the government-wide electronic portal, Grants.gov.   A D-U-N-S number will be required for every application for a new award or renewal/continuation of an award, including applications or plans under formula, entitlement, and block grant programs, submitted on or after October 1, 2003.

Please ensure that your organization has a D-U-N-S number.  You may acquire a D-U-N-S number at no cost by calling the dedicated toll-free D-U-N-S number request line at 1-866-705-5711 or you may request a number on-line at http://www.dnb.com.

Proof of Non-Profit Status

Non-profit organizations applying for funding are required to submit proof of their non-profit status. 

Proof of non-profit status is any one of the following:

  • A reference to the applicant organization's listing in the IRS's most recent list of tax-exempt organizations described in the IRS Code.
  • A copy of a currently valid IRS tax-exemption certificate.
  • A statement from a State taxing body, State attorney general, or other appropriate State official certifying that the applicant organization has non-profit status and that none of the net earnings accrue to any private shareholders or individuals.
  • A certified copy of the organization's certificate of incorporation or similar document that clearly establishes non-profit status.
  • Any of the items in the subparagraphs immediately above for a State or national parent organization and a statement signed by the parent organization that the applicant organization is a local non-profit affiliate.

When applying electronically, we strongly suggest that you attach your proof of non-profit status with your electronic application.

Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html.

Forms, Assurances, and Certifications

The project description should include all the information requirements described in the specific evaluation criteria outlined in this program announcement under Section V. Application Review Information.  In addition to the project description, the applicant needs to complete all of the Standard Forms required as part of the application process for awards under this announcement.

Applicants seeking financial assistance under this announcement must file the appropriate Standard Forms (SFs) as described in this section.  All applicants must submit an SF-424, Application for Federal Assistance.  For non-construction programs, applicants must also submit an SF-424A, Budget Information and an SF-424B, Assurances.  For construction programs, applicants must also submit SF-424C, Budget Information and SF-424D, Assurances.  For research programs that involve human subjects, the Protection of Human Subjects Assurance Identification/IRB Certification/Declaration of Exemption form must be submitted.  All forms may be reproduced for use in submitting applications. Applicants must sign and return the standard forms with their application.

Applicants must furnish, prior to award, an executed copy of the Certification Regarding Lobbying.   Applicants must sign and return the certification with their application.  The Certification Regarding Lobbying may be found at: http://www.acf.hhs.gov/grants/grants_resources.html.   (If any funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this commitment providing for the United States to insure or guarantee a loan, the applicant shall complete and submit Standard Form (SF)-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions.)

Applicants must also understand that they will be held accountable for the smoking prohibition included within Public Law (P.L.) 103-227, Title XII Environmental Tobacco Smoke (also known as the Pro Children Act of 1994).  A copy of the Federal Register notice that implements the smoking prohibition is included with this form.  By signing and submitting the application, applicants are providing the necessary certification and are not required to return it.

Applicants must make the appropriate certification of their compliance with all Federal statutes relating to nondiscrimination.  By signing and submitting the application, applicants are providing the necessary certification and are not required to return it.  Complete the standard forms and the associated certifications and assurances based on the instructions on the forms.  The forms and certifications may be found at: http://www.acf.hhs.gov/grants/grants_resources.html.

Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html.

Please see Section V.1 for instructions on preparing the full project description.

Please reference Section IV.3 for details about acknowledgement of received applications.

Electronic Submission

Applicants to ACF may submit their applications in either electronic or paper format. To submit an application electronically, please use the http://www.Grants.gov site.

When using www.Grants.gov, applicants will be able to download a copy of the application package, complete it off-line, and then upload and submit the application via the www.Grants.gov site.  ACF will not accept grant applications via facsimile or email.

Acceptable electronic formats for the application attachments (narratives, charts, etc.) must use the following standard technologies, i.e., Microsoft (Word and Excel), Word Perfect, Adobe PDF, Jpeg, and Gif.

IMPORTANT NOTE:  Before submitting an electronic application, applicants must complete the organization registration process as well as obtain and register "electronic signature credentials" for the Authorized Organization Representative (AOR). Since this process may take more than five business days, it is important to start this process early, well in advance of the application deadline. Be sure to complete all www.Grants.gov registration processes listed on the Organization Registration Checklist, which can be found at http://www.acf.hhs.gov/grants/registration_checklist.html.

Please note the following if planning to submit an application electronically via www.Grants.gov:

  • Electronic submission is voluntary, but strongly encouraged.
  • Applicants may access the electronic application for this program at http://www.Grants.gov. There applicants can search for the downloadable application package by utilizing the www.Grants.gov FIND function.
  • It is strongly recommended that applicants do not wait until the application deadline date to begin the application process through www.Grants.gov.  Applicants are encouraged to submit their applications well before the closing date and time so that if difficulties are encountered there will still be sufficient time to submit a hard copy via express mail.  It is to an applicant's advantage to submit 24 hours ahead of the closing date and time in order to address any difficulties that may be encountered.
  • To use www.Grants.gov, you, the applicant must have a D-U-N-S number and register in the Central Contractor Registry (CCR).  Applicants should allow a minimum of five days to complete the CCR registration.  REMINDER:   CCR registration expires each year and thus must be updated annually. Applicants cannot upload an application to www.Grants.gov without having a current CCR registration AND electronic signature credentials for the AOR.
  • The electronic application is submitted by the AOR.  To submit electronically, the AOR must obtain and register electronic signature credentials approved by the organization's E-Business Point of Contact who maintains the organization's CCR registration.
  • Applicants may submit all documents electronically, including all information typically included on the SF-424 and all necessary assurances and certifications.
  • Though applying electronically, the application must still comply with any page limitation requirements described in this program announcement.
  • After the application is submitted electronically, the applicant will receive an automatic acknowledgement from www.Grants.gov that contains a www.Grants.gov tracking number.  ACF will retrieve the electronically submitted application from www.Grants.gov.
  • ACF may request that the applicant provide original signatures on forms at a later date.
  • Applicants will not receive additional point value for submitting a grant application in electronic format, nor will ACF penalize an applicant if they submit an application in hard copy.
  • If any difficulties are encountered in using www.Grants.gov, please contact the Grants.gov Contact Center at: 1-800-518-4726, or by email at support@grants.gov to report the problem and obtain assistance.
  • Checklists and registration brochures are maintained to assist applicants in the registration process and may be found at: http://www.grants.gov/applicants/get_registered.jsp.
  • When submitting electronically via www.Grants.gov, applicants must comply with all due dates AND times referenced in Section IV.3. Submission Dates and Times.
  • For applicants that must demonstrate proof of non-profit status before the award date, ACF strongly suggests that proof of non-profit status be attached to the electronic application. Proof of non-profit status and any other required documentation may be scanned and attached as an "Other Attachment." Acceptable types of proof of non-profit status are stated earlier in this section.
  • The Grants.gov website complies with Section 508 of the Rehabilitation Act of 1973. Grants.gov webpages are designed to work with assistive technologies such as screen readers. If an applicant uses assistive technology and is unable to access any material on the site, email the www.Grants.gov contact center at support@grants.gov for assistance.

Hard Copy Submission

Applicants that are submitting their application in paper format should submit one original and two copies of the complete application.  The original and each of the two copies must include all required forms, certifications, assurances, and appendices, be signed by an authorized representative, and be unbound. The original copy of the application must have original signature(s).

Non-Federal Reviewers

Since ACF will be using non-Federal reviewers in the review process, applicants have the option of omitting from the application copies (not the original) specific salary rates or amounts for individuals specified in the application budget as well as Social Security Numbers, if otherwise required for individuals.  The copies may include summary salary information.

If applicants are submitting their application electronically, ACF will omit the same specific salary rate information from copies made for use during the review and selection process.

3. Submission Dates and Times:

Due Date for Applications: 07/02/2007

Explanation of Due Dates

The due date for receipt of applications is referenced above.  Applications received after 4:30 p.m., eastern time, on the due date will be classified as late and will not be considered in the current competition.

Applicants are responsible for ensuring that applications are mailed or hand-delivered or submitted electronically well in advance of the application due date and time.

Mail

Applications that are submitted by mail must be received no later than 4:30 p.m., eastern time, on the due date referenced above at the address listed in Section IV.6.

Hand Delivery

Applications hand carried by applicants, applicant couriers, other representatives of the applicant, or by overnight/express mail couriers must be received on or before the due date referenced above, between the hours of 8:00 a.m. and 4:30 p.m., eastern time, at the address referenced in Section IV.6., between Monday and Friday (excluding Federal holidays).

Electronic Submission

Applications submitted electronically via Grants.gov must be submitted no later than 4:30 p.m., eastern time, on the due date referenced above.

ACF cannot accommodate transmission of applications by facsimile or email.

Late Applications

Applications that do not meet the requirements above are considered late applications.  ACF shall notify each late applicant that its application will not be considered in the current competition.

ANY APPLICATION RECEIVED AFTER 4:30 P.M., EASTERN TIME, ON THE DUE DATE WILL NOT BE CONSIDERED FOR COMPETITION.

Extension of Deadlines

ACF may extend application deadlines when circumstances such as acts of God (floods, hurricanes, etc.) occur; when there are widespread disruptions of mail service; or in other rare cases.  A determination to extend or waive deadline requirements rests with the Chief Grants Management Officer.

Receipt acknowledgement for application packages will not be provided to applicants who submit their package via mail, courier services, or by hand delivery.   Applicants will receive an electronic acknowledgement for applications that are submitted via http://www.Grants.gov.

Checklist

You may use the checklist below as a guide when preparing your application package.

What to SubmitRequired ContentRequired Form or FormatWhen to Submit

SF-424

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By application due date.

SF-424A

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By application due date.

SF-424B

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By application due date.

Certification Regarding Lobbying

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By date of award.

SF-LLL, if applicable

See Section IV

See http://www.acf.hhs.gov/grants/grants_resources.html

By date of award.

Project Summary/Abstract

See Sections IV.2 and V

Found in Sections IV.2 and V

By application due date.

Project Description

See Sections IV.2 and V

Found in Sections IV.2 and V

By application due date.

Budget and Budget Justification

See Sections IV.2 and V

Found in Sections IV.2 and V

By application due date.

Non-Federal Resources

See Sections IV and V

Found in Sections IV and V

By application due date.

Indirect Charges (indirect cost rate agreement, if applicable)

See Sections IV and V

Found in Sections IV and V

By application due date.

Third-Party Agreements

See Sections IV and V

Found in Sections IV and V

With application.

Additional Forms

Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html.

What to SubmitRequired ContentRequired Form or FormatWhen to Submit

Survey on Ensuring Equal Opportunity for Applicants

See form.

See http://www.acf.hhs.gov/grants/grants_resources.html

By application due date.


4. Intergovernmental Review of Federal Programs:

State Single Point of Contact (SPOC)

This program is covered under Executive Order (Exec. Order) 12372, "Intergovernmental Review of Federal Programs," and 45 CFR Part 100, "Intergovernmental Review of Department of Health and Human Services Programs and Activities."   Under the Exec. Order, States may design their own processes for reviewing and commenting on proposed Federal assistance under covered programs.

As of August 1, 2006, the following jurisdictions have elected to participate in the Exec. Order process: Arkansas, California, Delaware, District of Columbia, Florida, Georgia, Illinois, Iowa, Kentucky, Maine, Maryland, Michigan, Mississippi, Missouri, Nevada, New Hampshire, New York, North Dakota, Rhode Island, South Carolina, Texas, Utah, West Virginia, Wisconsin, American Samoa, Guam, Northern Mariana Islands, Puerto Rico, and U.S. Virgin Islands.  As these jurisdictions have elected to participate in the Executive Order process, they have established SPOCs.   Applicants from participating jurisdictions should contact their SPOC, as soon as possible, to alert them of prospective applications and receive instructions.  Applicants must submit all required materials, if any, to the SPOC and indicate the date of this submittal (or the date of contact if no submittal is required) on the Standard Form 424, item 16a.

Under 45 CFR 100.8(a)(2), a SPOC has 60 days from the application deadline to comment on proposed new or competing continuation awards.  SPOCs are encouraged to eliminate the submission of routine endorsements as official recommendations.  Additionally, SPOCs are requested to clearly differentiate between mere advisory comments and those official State process recommendations, which may trigger the "accommodate or explain" rule.

Comments submitted directly to ACF should be addressed to the U.S. Department of Health and Human Services, Administration for Children and Families, Office of Grants Management, Division of Discretionary Grants, 370 L'Enfant Promenade SW., 6th Floor, Washington, DC 20447.

Although the remaining jurisdictions have chosen not to participate in this process, entities that meet the eligibility requirements of the Program Announcement are still eligible to apply for a grant even if a State, Territory, or Commonwealth, etc., does not have a SPOC.  Therefore, applicants from these jurisdictions, or for projects administered by Federally-recognized Indian Tribes, need take no action in regard to Exec. Order 12372.

The official list, including addresses, of the jurisdictions that have elected to participate in Exec. Order 12372 can be found on the following URL: http://www.whitehouse.gov/omb/grants/spoc.html.

5. Funding Restrictions:

Fundraising is not an allowable cost under this program.

Grant awards will not allow reimbursement of pre-award costs.

Construction and purchase of real property are not allowable activities or expenditures under this grant award.

6. Other Submission Requirements:

Please see Sections IV.2 and IV.3 for deadline information and other application requirements.

Submit applications to one of the following addresses:

Submission by Mail

ACYF Operations Center
c/o The Dixon Group, Inc.
ATTN: Children's Bureau
118 Q St., NE.
Washington, DC 20002-2132

Hand Delivery

ACYF Operations Center
c/o The Dixon Group, Inc.
ATTN: Children's Bureau
118 Q St., NE.
Washington, DC 20002-2132

Electronic Submission

Please see Section IV.2 for guidelines and requirements when submitting applications electronically via http://www.Grants.gov.




V. APPLICATION REVIEW INFORMATION

The Paperwork Reduction Act of 1995 (P.L. 104-13)

Public reporting burden for this collection of information is estimated to average
40 hours per response, including the time for reviewing instructions, gathering and maintaining the data needed and reviewing the collection information.

The project description is approved under OMB control number 0970-0139, which expires 4/30/2007.

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.  (This information collection is currently under OMB review for extension of the expiration date.  According to OMB policy, the approval will not expire while the collection is under its review.).

1. Criteria:

Part I   THE PROJECT DESCRIPTION OVERVIEW

PURPOSE

The project description provides the majority of information by which an application is evaluated and ranked in competition with other applications for available assistance. The project description should be concise and complete.   It should address the activity for which Federal funds are being requested.  Supporting documents should be included where they can present information clearly and succinctly.  In preparing the project description, information that is responsive to each of the requested evaluation criteria must be provided.  Awarding offices use this and other information in making their funding recommendations.  It is important, therefore, that this information be included in the application in a manner that is clear and complete.

GENERAL EXPECTATIONS AND INSTRUCTIONS

ACF is particularly interested in specific project descriptions that focus on outcomes and convey strategies for achieving intended performance. Project descriptions are evaluated on the basis of substance and measurable outcomes, not length. Extensive exhibits are not required. Cross-referencing should be used rather than repetition. Supporting information concerning activities that will not be directly funded by the grant or information that does not directly pertain to an integral part of the grant-funded activity should be placed in an appendix.

Pages should be numbered and a table of contents should be included for easy reference.

Part II   GENERAL INSTRUCTIONS FOR PREPARING A FULL PROJECT DESCRIPTION

INTRODUCTION

Applicants that are required to submit a full project description shall prepare the project description statement in accordance with the following instructions while being aware of the specified evaluation criteria.  The text options give a broad overview of what the project description should include while the evaluation criteria identify the measures that will be used to evaluate applications.

PROJECT SUMMARY/ABSTRACT

Provide a summary of the project description (one page or less) with reference to the funding request.

OBJECTIVES AND NEED FOR ASSISTANCE

Clearly identify the physical, economic, social, financial, institutional, and/or other problem(s) requiring a solution. The need for assistance must be demonstrated and the principal and subordinate objectives of the project must be clearly stated; supporting documentation, such as letters of support and testimonials from concerned interests other than the applicant, may be included. Any relevant data based on planning studies should be included or referred to in the endnotes/footnotes. Incorporate demographic data and participant/beneficiary information, as needed. In developing the project description, the applicant may volunteer or be requested to provide information on the total range of projects currently being conducted and supported (or to be initiated), some of which may be outside the scope of the program announcement.

APPROACH

Outline a plan of action that describes the scope and detail of how the proposed work will be accomplished. Account for all functions or activities identified in the application. Cite factors that might accelerate or decelerate the work and state your reason for taking the proposed approach rather than others. Describe any unusual features of the project such as design or technological innovations, reductions in cost or time, or extraordinary social and community involvement.

Provide quantitative monthly or quarterly projections of the accomplishments to be achieved for each function or activity in such terms as the number of people to be served and the number of activities accomplished.

When accomplishments cannot be quantified by activity or function, list them in chronological order to show the schedule of accomplishments and their target dates.

If any data is to be collected, maintained, and/or disseminated, clearance may be required from the OMB.  This clearance pertains to any "collection of information that is conducted or sponsored by ACF."

Provide a list of organizations, cooperating entities, consultants, or other key individuals who will work on the project along with a short description of the nature of their effort or contribution.

EVALUATION

Provide a narrative addressing how the conduct of the project and the results of the project will be evaluated.  In addressing the evaluation of results, state how you will determine the extent to which the project has achieved its stated objectives and the extent to which the accomplishment of objectives can be attributed to the project.  Discuss the criteria to be used to evaluate results, and explain the methodology that will be used to determine if the needs identified and discussed are being met and if the project results and benefits are being achieved.  With respect to the conduct of the project, define the procedures to be employed to determine whether the project is being conducted in a manner consistent with the work plan presented and discuss the impact of the project's various activities that address the project's effectiveness.

ADDITIONAL INFORMATION

The following are requests for additional information that must be included in the application:

ORGANIZATIONAL PROFILES

Provide information on the applicant organization(s) and cooperating partners, such as: organizational charts; financial statements; audit reports or statements from Certified Public Accountants/Licensed Public Accountants; Employer Identification Number(s); contact persons and telephone numbers; names of bond carriers; child care licenses and other documentation of professional accreditation; information on compliance with Federal/State/local government standards; documentation of experience in the program area; and, other pertinent information.

If the applicant is a non-profit organization, it should submit proof of its non-profit status in its application.   The non-profit agency can accomplish this by providing any one of the following: a) a reference to the applicant organization's listing in the IRS's most recent list of tax-exempt organizations described in the IRS Code; b) a copy of a currently valid IRS tax exemption certificate; c) a statement from a State taxing body, State attorney general, or other appropriate State official certifying that the applicant organization has a non-profit status and that none of the net earnings accrues to any private shareholders or individuals; d) a certified copy of the organization's certificate of incorporation or similar document that clearly establishes non-profit status; or e) any of the items immediately above for a State or national parent organization and a statement signed by the parent organization that the applicant organization is a local non-profit affiliate.

THIRD-PARTY AGREEMENTS

Provide written and signed agreements between grantees and subgrantees, or subcontractors, or other cooperating entities.   These agreements must detail the scope of work to be performed, work schedules, remuneration, and other terms and conditions that structure or define the relationship.

BUDGET AND BUDGET JUSTIFICATION

Provide a budget with line-item detail and detailed calculations for each budget object class identified on the Budget Information Form (SF-424A or SF-424C).  Detailed calculations must include estimation methods, quantities, unit costs, and other similar quantitative detail sufficient for the calculation to be duplicated.  If matching is a requirement, include a breakout by the funding sources identified in Block 15 of the SF-424.

Provide a narrative budget justification that describes how the categorical costs are derived.  Discuss the necessity, reasonableness, and allocation of the proposed costs.

GENERAL

Use the following guidelines for preparing the budget and budget justification.  Both Federal and non-Federal resources (when required) shall be detailed and justified in the budget and budget narrative justification.   "Federal resources" refers only to the ACF grant funds for which you are applying.  "Non-Federal resources" are all other non-ACF Federal and non-Federal resources.  It is suggested that budget amounts and computations be presented in a columnar format:  first column, object class categories; second column, Federal budget; next column(s), non-Federal budget(s); and last column, total budget.  The budget justification should be in a narrative form.

PERSONNEL

Description:  Costs of employee salaries and wages.

Justification:  Identify the project director or principal investigator, if known at the time of application.   For each staff person, provide:  the title; time commitment to the project in months; time commitment to the project as a percentage or full-time equivalent; annual salary; grant salary; wage rates; etc.  Do not include the costs of consultants, personnel costs of delegate agencies, or of specific project(s) and/or businesses to be financed by the applicant.

FRINGE BENEFITS

Description: Costs of employee fringe benefits unless treated as part of an approved indirect cost rate.

Justification: Provide a breakdown of the amounts and percentages that comprise fringe benefit costs such as health insurance, FICA, retirement insurance, taxes, etc.

TRAVEL

Description: Costs of project-related travel by employees of the applicant organization.  (This item does not include costs of consultant travel).

Justification:  For each trip show:  the total number of traveler(s); travel destination; duration of trip; per diem; mileage allowances, if privately owned vehicles will be used; and other transportation costs and subsistence allowances.  Travel costs for key staff to attend ACF-sponsored workshops should be detailed in the budget.

EQUIPMENT

Description:  "Equipment" means an article of nonexpendable, tangible personal property having a useful life of more than one year and an acquisition cost that equals or exceeds the lesser of:  (a) the capitalization level established by the organization for the financial statement purposes, or (b) $5,000.  (Note:   Acquisition cost means the net invoice unit price of an item of equipment, including the cost of any modifications, attachments, accessories, or auxiliary apparatus necessary to make it usable for the purpose for which it is acquired.   Ancillary charges, such as taxes, duty, protective in-transit insurance, freight, and installation, shall be included in or excluded from acquisition cost in accordance with the organization's regular written accounting practices.)

Justification:  For each type of equipment requested provide:  a description of the equipment; the cost per unit; the number of units; the total cost; and a plan for use on the project; as well as use and/or disposal of the equipment after the project ends.  An applicant organization that uses its own definition for equipment should provide a copy of its policy, or section of its policy, that includes the equipment definition.

SUPPLIES

Description:  Costs of all tangible personal property other than that included under the Equipment category.

Justification:  Specify general categories of supplies and their costs.  Show computations and provide other information that supports the amount requested.

CONTRACTUAL

Description:  Costs of all contracts for services and goods except for those that belong under other categories such as equipment, supplies, construction, etc.  Include third-party evaluation contracts, if applicable, and contracts with secondary recipient organizations, including delegate agencies and specific project(s) and/or businesses to be financed by the applicant.

Justification:  Demonstrate that all procurement transactions will be conducted in a manner to provide, to the maximum extent practical, open and free competition. Recipients and subrecipients, other than States that are required to use 45 CFR Part 92 procedures, must justify any anticipated procurement action that is expected to be awarded without competition and exceeds the simplified acquisition threshold fixed at 41 USC 403(11), currently set at $100,000.

Recipients might be required to make available to ACF pre-award review and procurement documents, such as requests for proposals or invitations for bids, independent cost estimates, etc.

Note:  Whenever the applicant intends to delegate part of the project to another agency, the applicant must provide a detailed budget and budget narrative for each delegate agency, by agency title, along with the required supporting information referred to in these instructions.

OTHER

Enter the total of all other costs.  Such costs, where applicable and appropriate, may include but are not limited to:  insurance; food; medical and dental costs (noncontractual); professional services costs; space and equipment rentals; printing and publication; computer use; training costs, such as tuition and stipends; staff development costs; and administrative costs.

Justification:  Provide computations, a narrative description and a justification for each cost under this category.

INDIRECT CHARGES

Description:  Total amount of indirect costs.  This category should be used only when the applicant currently has an indirect cost rate approved by the Department of Health and Human Services (HHS) or another cognizant Federal agency.

Justification:  An applicant that will charge indirect costs to the grant must enclose a copy of the current rate agreement.  If the applicant organization is in the process of initially developing or renegotiating a rate, upon notification that an award will be made, it should immediately develop a tentative indirect cost rate proposal based on its most recently completed fiscal year, in accordance with the cognizant agency's guidelines for establishing indirect cost rates, and submit it to the cognizant agency.  Applicants awaiting approval of their indirect cost proposals may also request indirect costs.  When an indirect cost rate is requested, those costs included in the indirect cost pool should not be charged as direct costs to the grant.  Also, if the applicant is requesting a rate that is less than what is allowed under the program, the authorized representative of the applicant organization must submit a signed acknowledgement that the applicant is accepting a lower rate than allowed.

PROGRAM INCOME

Description:  The estimated amount of income, if any, expected to be generated from this project.

Justification:  Describe the nature, source and anticipated use of program income in the budget or refer to the pages in the application that contain this information.

NON-FEDERAL RESOURCES

Description:  Amounts of non-Federal resources that will be used to support the project as identified in Block 15 of the SF-424.

Justification:  The firm commitment of these resources must be documented and submitted with the application so that the applicant is given credit in the review process.  A detailed budget must be prepared for each funding source.

TOTAL DIRECT CHARGES, TOTAL INDIRECT CHARGES, TOTAL PROJECT COSTS

EVALUATION CRITERIA:

In considering how applicants will carry out the responsibilities addressed under this announcement, competing applications for financial assistance will be reviewed and evaluated against the following criteria:

OBJECTIVES AND NEED FOR ASSISTANCE - 20 points

In reviewing the objectives and need for assistance, reviewers will consider the extent to which:  

  1. The applicant demonstrates an understanding of the goals and objectives of the relevant legislation and this program announcement.

    The proposed project will contribute to achieving those legislative goals and objectives, and the goals stated in this program announcement.

  2. The applicant presents a clear description of the proposed project, including a clear statement of the goals (i.e., the intended end products of an effective project) and objectives (i.e., measurable steps for reaching these goals) of the proposed project.

  3. The application clearly identifies and justifies the target population for the proposed program.

    The application demonstrates a thorough understanding of the characteristics of the target population, the service needs of this population and community, and the status of existing home visitation, healthy marriage and responsible fatherhood services for the target population.

    The application demonstrates a thorough understanding of the target population's need for nurse home visiting services and how they would benefit from healthy marriage and responsible fatherhood services.
  4. The applicant demonstrates an understanding of the Child and Family Services Review (CFSR) process and results. The proposed project will support and coordinate with the relevant Program Improvement Plans (PIPs).

APPROACH - 35 points

In reviewing the approach, reviewers will consider the extent to which: 

  1. The applicant provides a reasonable timeline for implementing the proposed project, including major milestones and target dates. The applicant describes the factors that could speed or hinder project implementation and explains how these factors would be managed.

  2. A well-defined logic model guides the proposed project. The logic model demonstrates strong links between proposed inputs and activities and intended short-and long-term outcomes.

  3. The proposed target population meets the requirements described in Section I, Target Population.

    The application demonstrates a clear understanding of issues associated with providing nurse home visitation services to the target population and describes and justifies the proposed approach for addressing these issues.

    The application describes and justifies plans for ensuring that family members who would benefit from healthy marriage and responsible fatherhood services, and who volunteer to participate, enroll in these programs, get to these programs (e.g., address scheduling, transportation and childcare issues), complete the program, and transfer what they've learned into practice.

  4. The proposed project will provide comprehensive family assessments and nurse home visitation services and will provide or refer parents who would benefit from them to healthy marriage and responsible fatherhood services.

  5. The proposed approach addresses each of the requirements listed in Section I, Program Model.

    There is a detailed description of the activities the program proposes to implement, addressing the points listed in Section I, Program Model.

    The application thoroughly describes and justifies its choice to provide existing services or to develop and provide new services. If using grant funds to support a limited amount of infrastructure building to coordinate existing services, the applicant demonstrates that this infrastructure building is modest, both in cost and in duration, in relation to the overall scope of the project.

    If proposing to serve young, low-income first time mothers, the applicant describes and justifies the type of healthy marriage curriculum and services they propose to provide for this young population and provides evidence that providing these services to this population will increase the likelihood that healthy marriages will form. 

  6. The proposed project is likely to prevent child abuse and neglect.

    The application includes plans for a written domestic violence protocol, and developing a supportive relationship with the domestic violence program in the community.

  7. The proposed project is likely to improve existing home visitation, healthy marriage, and responsible fatherhood service processes, practices, and outcomes.

  8. The proposed services will involve the collaboration of appropriate partners for maximizing the effectiveness of service delivery.

    There are letters of commitment or memoranda of understanding from organizations, agencies, and consultants that will be partners, subcontractors, or collaborators in the proposed project.

    These documents describe the role of the agency, organization, or consultant and detail specific tasks to be performed.

  9. The project will be culturally responsive to the target population.

  10. The design of the proposed project is evidence-based, reflects up-to-date knowledge from the research and literature on known effective practices, and builds on current theory, research, evaluation data and best practices.

    The project is innovative and will contribute to increased knowledge or understanding of the problems and issues addressed by this program announcement.

    The project is likely to yield findings or results about effective strategies and contribute to and promote evaluation research and evidence-based practices that may be used to guide replication or testing in other settings.

  11. The proposed project would develop into a model site for other jurisdictions to look to in developing the ability to provide nurse home visitation services and provide or refer parents who would benefit from them to healthy marriage and responsible fatherhood services.

    The project would develop products and provide information on strategies used and the outcomes achieved that would support evidence-based improvements of practices in the field.

    The schedule for developing these products is appropriate in scope and budget.

  12. The intended audience (e.g., researchers, policymakers, practitioners) for product dissemination is appropriate to the goals of the proposed project.

    The project's products would be useful to the identified audiences.

    The mechanisms and forums that would be used to convey the information and support replication by other interested agencies are appropriate.

    The proposed dissemination plan is appropriate in scope and budget.

  13. The proposed project would be integrated into the grantee's ongoing practices with the goal of sustaining these services.

    There is a sound plan for continuing this project beyond the period of Federal funding provided under this program announcement.

EVALUATION - 20 points

In reviewing the evaluation, reviewers will consider the extent to which: 

  1. The applicant proposes a clear and convincing plan for evaluating the project.

    The evaluation plan satisfies the requirements listed in Section I, Evaluation.

    The methods of evaluation are feasible, comprehensive, and appropriate to the goals, objectives, and context of the project. 

    The evaluation plan is strongly guided by the project's logic model.

  2. The project's evaluation plan would rigorously measure achievement of project objectives, customer satisfaction, acquisition of competencies, effectiveness of program services and project strategies, the efficiency of the implementation processes, changes in practices, linkages between services, cost-efficiency, cost-benefit, and the impact of the project.

  3. The project's evaluation plan uses process, practice, and outcome performance indicators from the CFSR On-Site Review Instrument (OSRI) or similar indicators from their State's quality assurance system.

    The proposed evaluation plan would be likely to yield data that can be compared to and contrasted with regional, State and national level CFSR data.

    The proposed evaluation plan would measure the effects of the proposed project on safety, permanency and well-being.

    The proposed evaluation plan would include use of CFSR OSRI and associated data indicators to measure practice and outcome performance.

  4. The evaluation plan outlines an appropriate sampling plan that ensures sample sizes sufficient to detect significant effects.

    The target sample represents the intended recipients of the services to the greatest extent possible given the project's structure and resources.

  5. The evaluation plan includes an appropriate comparison group for determining the influence of the project activities on outcomes. If a comparison group is not proposed, the applicant provides a reasonable explanation for not using a comparison group and offers another equally rigorous approach to evaluating the influence of the program on outcomes.

    This comparison group and the program/treatment group are assigned at random or matched on key characteristics. If not assigned at random or matched on key characteristics, the applicant provides a reasonable explanation of how it will identify and address any pre-existing differences between the comparison group and the program/treatment group.

  6. The applicant proposes a sound plan for collecting high-quality data on the services provided, the costs of these services, the outcomes of these services, and their cost effectiveness.

  7. The methods of evaluation include the use of strong measures that are clearly related to the intended outcomes of the program as identified in the project logic model.

    The evaluation includes measures of outcomes, in addition to measures of inputs and outputs. The measures are objective and have strong reliability, validity, and internal consistency.

  8. There is a sound plan for securing informed consent and implementing an IRB review, if applicable.

  9. The applicant either demonstrates that they have the in-house capacity to conduct an objective and rigorous evaluation of the project, or presents a sound plan for contracting with a third-party evaluator.

    The proposed evaluator has sufficient experience with research and/or evaluation, understands the population of interest, and demonstrates the necessary independence from the project to assure objectivity.

  10. The application provides an appropriate, feasible, and realistic plan for using evaluation findings to produce ongoing documentation of project activities and results.

    The evaluation plan includes performance feedback and periodic assessment of program progress that can be used to modify the program, as necessary, and serve as a basis for program adjustments.

ORGANIZATIONAL PROFILES - 20 points

In reviewing the organizational profiles, reviewers will consider the extent to which: 

  1. The applicant's organization and any partnering organizations collectively have relevant experience and expertise with administration, development, implementation, management, and evaluation of similar projects.

    Each participating organization (including partners and/or subcontractors) possesses the organizational capability to fulfill its assigned roles and functions effectively.

  2. The proposed project director and key project staff demonstrate sufficient relevant knowledge, experience and capabilities (e.g., resume) to institute and manage a project of this size, scope, and complexity effectively.

    The role, responsibilities and time commitments of each proposed project staff position, including consultants, subcontractors and/or partners, is clearly defined (e.g., job description), and appropriate to the successful implementation of the proposed project.

  3. There is a sound management plan for achieving the objectives of the proposed project on time and within budget, including clearly defined responsibilities, timelines, and milestones for accomplishing project tasks and ensuring quality.

    The plan clearly defines the role and responsibilities of the lead agency.

    The plan clearly describes the effective management and coordination of activities carried out by any partners, subcontractors, and consultants (if applicable).

  4. There would be a mutually beneficial relationship between the proposed project and other work planned, anticipated, or underway with Federal assistance by the applicant.

BUDGET AND BUDGET JUSTIFICATION - 5 points

In reviewing the budget and budget justification, reviewers will consider the extent to which: 

  1. The costs of the proposed project are reasonable, thoroughly justified, and appropriate in view of the activities to be conducted and expected results and benefits.
  1. The applicant's fiscal controls and accounting procedures would ensure prudent use, proper and timely disbursement, and accurate accounting of funds received under this program announcement.

2. Review and Selection Process:

No grant award will be made under this announcement on the basis of an incomplete application.

Each application will be screened to determine whether it was received by the closing date and time (Section IV.3.) and whether the requested amount exceeds the ceiling or upper range value, whichever is appropriate (Section II.)

A panel of at least three reviewers (primarily experts from outside the Federal Government) will use the evaluation criteria described in this announcement to evaluate each application. The reviewers will determine the strengths and weaknesses of each application, provide comments about the strengths and weaknesses, and give each application a numerical score.

The results of the competitive review are a primary factor in making funding decisions. In addition, Federal staff conducts administrative reviews of the applications and, in light of the results of the competitive review, will recommend applications for funding to the Administration on Children, Youth, and Families (ACYF) Commissioner.  ACYF reserves the option of discussing applications with other funding sources when this is in the best interest of the Federal Government. ACYF may also solicit and consider comments from ACF Regional Office staff in making funding decisions. ACYF may take into consideration the involvement (financial and/or programmatic) of the private sector, national, or State or community foundations; a favorable balance between Federal and non-Federal funds for the proposed project; or the potential for high benefit from low Federal investment. ACYF may elect not to fund any applicants having known management, fiscal, reporting, programmatic, or other problems that make it unlikely that they would be able to provide effective services or effectively complete the proposed activity.

With the results of the peer review and the information from Federal staff, the Commissioner of ACYF makes the final funding decisions. The Commissioner may give special consideration to applications proposing services of special interest to the Federal Government and achieving geographic distribution of cooperative agreements.  Applications of special interest may include, but are not limited to, applications focusing on underserved or inadequately served clients or service areas and programs addressing diverse ethnic populations.

Since ACF will be using non-Federal reviewers in the process, applicants have the option of omitting from the application copies (not the original), specific salary rates or amounts for individuals specified in the application budget and Social Security Numbers if otherwise required for individuals. The copies may include summary salary information.

Available Funds. Applicants should note that cooperative agreements to be awarded under this program announcement are subject to the availability of funds.

Approved but Unfunded Applications

Applications that are approved but unfunded may be held over for funding in the next funding cycle, pending the availability of funds, for a period not to exceed one year.

3. Anticipated Announcement and Award Dates:

Applications will be reviewed no later than Summer 2007. Grant awards will have a start date no later than September 30, 2007.




VI. AWARD ADMINISTRATION INFORMATION

1. Award Notices:

The successful applicants will be notified through the issuance of a Financial Assistance Award document, which sets forth the amount of funds granted, the terms and conditions of the grant, the effective date of the grant, the budget period for which initial support will be given, the non-Federal share to be provided (if applicable), and the total project period for which support is contemplated. The Financial Assistance Award will be signed by the Grants Officer and transmitted via postal mail.

Following the finalization of funding decisions, organizations whose applications will not be funded will be notified by letter, signed by the Program Office head.

2. Administrative and National Policy Requirements:

Grantees are subject to the requirements in 45 CFR Part 74 (non-governmental) or 45 CFR Part 92 (governmental).

Direct Federal grants, sub-award funds, or contracts under this ACF program shall not be used to support inherently religious activities such as religious instruction, worship, or proselytization. Therefore, organizations must take steps to separate, in time or location, their inherently religious activities from the services funded under this program.  Regulations pertaining to the Equal Treatment for Faith-Based Organizations, which includes the prohibition against Federal funding of inherently religious activities, can be found at the HHS web site at: http://www.hhs.gov/fbci/waisgate21.pdf.

A faith-based organization receiving HHS funds retains its independence from Federal, State, and local governments, and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs. For example, a faith-based organization may use space in its facilities to provide secular programs or services funded with Federal funds without removing religious art, icons, scriptures, or other religious symbols. In addition, a faith-based organization that receives Federal funds retains its authority over its internal governance, and it may retain religious terms in its organization's name, select its board members on a religious basis, and include religious references in its organization's mission statements and other governing documents in accordance with all program requirements, statutes, and other applicable requirements governing the conduct of HHS funded activities.

Faith-based and community organizations may reference the "Guidance to Faith-Based and Community Organizations on Partnering with the Federal Government" at: http://www.whitehouse.gov/government/fbci/guidance/index.html.

HHS Grants Policy Statement

The HHS Grants Policy Statement (GPS) is the Department of Health and Human Services new single policy guide for discretionary grants and cooperative agreements. Unlike previous HHS policy documents, the GPS is intended to be shared with and used by grantees. It became effective October 1, 2006 and is applicable to all Operating Divisions (OPDIVS), such as the Administration for Children and Families (ACF), except the National Institutes of Health (NIH). The GPS covers basic grants processes, standard terms and conditions and points of contact as well as important OPDIV-specific requirements. Appendices include a glossary of terms and a list of standard abbreviations for ease of reference. The GPS may be accessed at http://www.acf.hhs.gov/grants/grants_resources.html.

3. Reporting Requirements:

Grantees will be required to submit program progress and financial reports (SF-269 found at: http://www.acf.hhs.gov/grants/grants_resources.html) throughout the project period. Program progress and financial reports are due 30 days after the reporting period. Final programmatic and financial reports are due 90 days after the close of the project period.

Final reports may be submitted in hard copy to the Grants Management Office Contact listed in Section VII of this announcement.

Program Progress Reports: Semi-Annually
Financial Reports: Semi-Annually




VII. AGENCY CONTACTS

Program Office Contact:

Melissa Lim Brodowski
Children's Bureau
Portals Office Building, 8th Floor
1250 Maryland Avenue, SW.
Washington, DC 20024
Phone:  202-205-2629
Email: melissa.brodowski@acf.hhs.gov

Grants Management Office Contact:

Daphne Weeden
Grants Officer
Division of Discretionary Grants
ACYF Operations Center
c/o The Dixon Group, Inc. ATTN: Children's Bureau
118 Q St., NE.
Washington, DC 20002-2132
Phone:  866-796-1591
Email: cb@dixongroup.com




VIII. OTHER INFORMATION

Additional information about this program and its purpose can be located at: http://www.acf.hhs.gov/programs/cb/.

For general information regarding this announcement please contact:

ACYF Operations Center
c/o The Dixon Group, Inc.
ATTN: Children's Bureau
118 Q St., NE.
Washington, DC 20002-2132
Phone: 866-796-159110
Email: cb@dixongroup.com







Date:  04/18/2007 Joan E. Ohl
Commissioner
Administration on Children, Youth and Families




EXPIRED