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Executive Summary: The Administration for Children and Families (ACF), Office of Community Services (OCS), announces that applications will be accepted for new grants pursuant to the U.S. Department of Health and Human Services (HHS) Compassion Capital Fund (CCF) authorized under Title XI Section 1110 of the Social Security Act governing Social Services Research and Demonstration activities and the Department of Labor, HHS, and Education, and Related Agencies Appropriations Act, 2006, Public Law (P.L.) 109-149. Pursuant to this announcement, ACF will award funds to experienced organizations to deliver capacity building services to faith-based and community organizations through the provision of training, technical assistance, and sub-awards. Intermediary organizations will assist faith-based and community organizations with capacity building activities in five critical areas: 1) leadership development, 2) organizational development, 3) program development, 4) revenue development strategies, and 5) community engagement. Capacity building activities are designed to increase an organization's sustainability and effectiveness, enhance its ability to provide social services, and create collaborations to better serve those most in need.I. FUNDING OPPORTUNITY DESCRIPTION Legislative Authority The Administration for Children and Families (ACF), Office of Community Services (OCS) announces that applications will be accepted for new grants pursuant to the U.S. Department of Health and Human Services (HHS) Compassion Capital Fund (CCF), authorized under Section 1110 of the Social Security Act governing Social Services Research and Demonstration activities and the Department of Labor, HHS, and Education, and Related Agencies Appropriations Act, 2006, Public Law 109-149. Pursuant to this announcement, ACF will award funds to experienced organizations to deliver capacity building services to faith-based and community organizations through the provision of training, technical assistance, and sub-awards. Intermediary organizations will assist faith-based and community organizations with capacity building activities in five critical areas: 1) leadership development, 2) organizational development, 3) program development, 4) revenue development strategies, and 5) community engagement. Capacity building activities are designed to increase an organization's sustainability and effectiveness, enhance its ability to provide social services, and create collaborations to better serve those most in need. A. Background Faith-based and community organizations have a long history of providing an array of important services to people in need in the United States. These organizations possess unique strengths that the Federal Government cannot duplicate. As a result, they are well positioned to assist individuals and families with the most pressing social service needs. In recognition of this history and ability, President George W. Bush believes it is in the public's interest to broaden Federal efforts to work with faith-based and community organizations and has made improving funding opportunities for such organizations a priority. CCF is a key part of the effort to enhance and expand the participation of faith-based and community groups serving those in need. Intermediary organizations awarded funds under this announcement will serve as partners to both the Federal Government and to the faith-based and community organizations that they assist. The intermediaries will represent a diverse set of affiliations and will assist community-level organizations that have a range of service goals, target populations, affiliations, and beliefs. Historically, the CCF program has identified the following social service priority areas: the homeless; elders in need; at-risk youth; families in transition from welfare to work; those in need of intensive rehabilitation such as addicts or prisoners; prisoners re-entering the community and children of prisoners; and organizations that provide marriage education and preparation services to help couples who choose marriage for themselves develop the skills and knowledge to form and sustain healthy marriages. B. Program Purpose and Objectives The goal of the CCF Demonstration Program is to help grassroots faith-based and community organizations maximize their social impact as they provide services to those most in need including the homeless; elders in need; at-risk youth; families in transition from welfare to work; those in need of intensive rehabilitation such as addicts or prisoners; prisoners re-entering the community and children of prisoners; and organizations that provide marriage education and preparation services to help couples who choose marriage for themselves develop the skills and knowledge to form and sustain healthy marriages. The CCF Demonstration Program provides funding for intermediary organizations in well-defined geographic locations with a proven track record of community involvement and experience in providing training and technical assistance to smaller faith-based and community organizations in their communities. These intermediary organizations serve as a bridge between the Federal Government and the grassroots faith-based and community organizations that the CCF Demonstration Program is designed to assist. The CCF Demonstration Program does not fund direct social service provision. Rather, the CCF Demonstration Program funds capacity building activities that produce measurable effects that result in more sustainable organizations. By addressing issues that are critical to the long-term viability of non-profit organizations, faith-based and community organizations are better prepared and positioned to understand and meet the needs of their communities. Organizations and their faith-based and community partners shall not use direct Federal grants or contracts under the CCF Demonstration Program to support inherently religious activities, such as religious instruction, worship, or proselytization. Therefore, an organization must take steps to separate, in time or location, their inherently religious activities from the CCF-funded services. Some of the ways organizations may accomplish this include, but are not limited to, promoting only the Federally funded program in materials or websites created with any portion of the Federal funds. Further, participation in such activity by individuals receiving services must be voluntary. A faith-based organization receiving HHS funds retains its independence from Federal, State, and local governments, and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs. For example, a faith-based organization may use space in its facilities to provide secular programs or services funded with Federal funds without removing religious art, icons, scriptures, or other religious symbols. In addition, a faith-based organization that receives Federal funds retains its authority over its internal governance, and it may retain religious terms in its organization's name, select its board members on a religious basis, and include religious references in its organization's mission statements and other governing documents in accordance with all CCF Demonstration Program requirements, statutes, and other applicable requirements governing the conduct of HHS-funded activities. Regulations pertaining to the Equal Treatment for Faith-Based Organizations, which includes the prohibition against Federal funding of inherently religious activities, can be found at either 45 Code of Federal Regulations (CFR) 87.1 or the HHS website at http://www.os.hhs.gov/fbci/waisgate21.pdf. CCF grants are intended to expand the capacity of community and faith-based organizations to deliver social services in a secular manner through, among other things, an enhanced ability to compete for Federal grants in the future. These grants cannot be used to provide direct client services. As a program of ACF, CCF is intended to support organizations that promote the economic and social well-being of families, children, individuals, and communities. As such, CCF funds can pay for capacity building activities that support social service programs and activities. For example, CCF funds may pay for trainings such as board development workshops. Additionally, CCF funds may purchase equipment or supplies such as computers or computer software that can improve program services. CCF funds may not pay for capacity building activities that support medical/health care related activities or items such as medical equipment or supplies or medically-oriented trainings, certifications, or licensures. ACF encourages applications from organizations that propose to work with and have experience working with faith-based and community organizations that historically have not been supported by Federal funds. Intermediaries must be established organizations with well-developed connections and working relationships with the non-profit community in the geographic area they propose to serve. In most cases, intermediaries or their partners will be physically located in the geographic area they propose to serve. In addition, for an intermediary organization to provide effective training and technical assistance in capacity building, they should demonstrate a cultural sensitivity that establishes credibility with their target audience of faith-based and community organizations in the geographic area they select. Intermediary organizations will provide two services within their communities:
Training and Technical Assistance ACF seeks intermediary organizations with demonstrated ability to provide training and technical assistance to faith-based and community organizations in five critical areas of capacity building: 1) leadership development, 2) organizational development, 3) program development, 4) revenue development strategies, and 5) community engagement. Applicants must demonstrate the ability to provide training and technical assistance in all five areas of capacity building. The process the applicant will employ to conduct outreach, identify, and select organizations to receive training and technical assistance must be open to both faith-based and community organizations. The applicant may accomplish this through either a single organization or through partnerships among several organizations. If organizations propose to collaborate to provide CCF intermediary services, they must have a well-developed working relationship and a history of working together prior to announcement of this funding opportunity. CCF monies cannot be used by current CCF intermediaries to contract services or technical assistance with other current CCF intermediaries, unless approved by ACF. In addition, intermediaries are not to use CCF monies to provide contracts to organizations that provide the intermediary with a cost share match. Applicants must submit a coherent plan for providing training and technical assistance in all five of the critical areas of capacity building. Training and technical assistance activities must produce measurable results for the organizations served. Examples of the kinds of allowable activities that relate to each element are listed below. Please note that with regard to addressing revenue development strategies, direct fundraising, such as costs associated with special events, direct mail campaigns or solicitation of donors, is in violation of the Office of Management and Budget (OMB) cost principles applicable to most grantees including non-profit organizations. This list is intended to be illustrative, not exhaustive:
Intermediaries must demonstrate their ability to correctly assess the greatest capacity building needs of the organizations they propose to serve. Applicants must describe the process they will use to assist faith-based and community organizations with the identification of organizational needs. Applicants must include a detailed description of pre- and post-assessment methods to be used to determine the measurable impact of training, technical assistance and sub-award activities provided. For purposes of this program announcement, training will refer to group-based adult education and skill-building activities (e.g., workshops); technical assistance will refer to consultation that is specifically customized or tailored to the needs of particular faith-based and community organizations. Technical assistance must be provided on a long-term, ongoing basis, rather than through single or short-term contacts, such as a nationwide series of seminars or conferences. The training and technical assistance strategy must address a minimum of two of the identified critical area needs for each faith-based and community organization served; although, it is expected that in the aggregate, faith-based and community organizations served will represent the full range of all five critical areas. A minimum of 50 percent of training and technical assistance provided by an intermediary must be in the form of direct and individualized technical assistance to address the identified priority needs of the faith-based and community organization (i.e., "one-on-one" assistance to the organization's leadership, key staff and/or board). It is expected that intermediaries will deliver both training and technical assistance. Training conferences and workshops may be part of an applicant's plan, but they must not be its sole focus. Training and technical assistance activities funded under CCF are to be offered at no cost to interested faith-based and community organizations. Sub-Awards CCF intermediaries will be required to issue sub-awards in an amount representing at least 40 percent of the total Federal funds requested. (Please see Section V.1 for a detailed description regarding sub-award strategy.) ACF expects to work closely with organizations that receive funding to ensure that CCF monies are used appropriately and in the most effective manner possible. Intermediary organizations that receive CCF awards will be required to develop, with guidance from and in consultation with ACF, a detailed plan to issue sub-awards no later than 90 days after receipt of an award under this announcement. Please note that this plan will be based on the sub-award strategy outlined in Section V.1. ACF will work with grantees to develop their sub-award strategy into a concrete sub-award plan. ACF must review and approve this plan prior to the issuance of any such sub-awards, plans, and/or procedures for the issuance of sub-awards using Federal funds awarded under this announcement. Any plans and procedures for issuance of a sub-award, such as a request for proposals or program announcement must follow the language as outlined in the sub-award strategy in Section V.1. Intermediary organizations must report on the use of funds for sub-awards. Intermediary organizations will also be required to develop, with guidance from and in consultation with ACF, an evaluation plan within six months of receipt of an award for working with sub-awardees to develop outcome measures and to evaluate the activities supported by the sub-awards. CCF grants are intended to expand the capacity of community and faith-based organizations to deliver social services in a secular manner through, among other things, an enhanced ability to compete for Federal grants in the future. These grants cannot be used to provide direct client services. As a program of ACF, CCF is intended to support organizations that promote the economic and social well-being of families, children, individuals, and communities. As such, CCF funds can pay for capacity building activities that support social service programs and activities. For example, CCF funds may pay for trainings such as board development workshops. Additionally, CCF funds may purchase equipment or supplies such as computers or computer software that can improve program services. CCF funds may not pay for capacity building activities that support medical/health care related activities or items such as medical equipment or supplies or medically-oriented trainings, certifications, or licensures. Approved applicants must be willing to work closely with ACF, and any entities funded by ACF, to coordinate, assist, or evaluate the activities of the intermediary organizations providing technical assistance and issuing sub-awards. Conditions for the Cooperative Agreement Organizations selected to receive an award will be responsible for the following:
Proposed budgets should include the cost of travel-related expenses for two key personnel with responsibility for the CCF award to attend a mandatory two-day orientation workshop with Federal officials in Direct Federal grants, sub-award funds, or contracts under the CCF Demonstration Program shall not be used to support inherently religious activities such as religious instruction, worship, or proselytization. Therefore, organizations must take steps to separate, in time or location, their inherently religious activities from CCF-funded services. Regulations pertaining to the Equal Treatment for Faith-Based Organizations, which include the prohibition against Federal funding of inherently religious activities, can be found at either 45 CFR 87.1 or the HHS website at http://www.os.hhs.gov/fbci/waisgate21.pdf. CCF monies cannot be used by current CCF intermediaries to contract services or technical assistance with other current CCF intermediaries, unless approved by ACF. II. AWARD INFORMATION
Substantial Involvement with Cooperative Agreement: A cooperative agreement is Federal assistance in which substantial Federal involvement is anticipated. Responsibilities of Federal staff and the successful applicants are negotiated prior to an award. The grantees funded under this announcement will work collaboratively with the CCF program office on the development of products and prior to finalization and dissemination will submit products such as training and technical assistance plans and sub-award plans to the CCF program office for review and approval. Please see Section I, Funding Opportunity Description, for a detailed description of the cooperative agreement.
Project periods for Awards: This announcement is inviting applications for project periods of three years. Awards, however, will be made on a competitive basis for a one-year budget period. Applications for continuation grants funded under these awards beyond the one-year budget period but within the three-year project period will be entertained in subsequent years on a noncompetitive basis, subject to availability of funds, satisfactory progress of the grantee and a determination that continued funding would be in the best interest of the Federal Government. Awards under this announcement are subject to the availability of funds. III. ELIGIBILITY INFORMATION 1. Eligible Applicants:
Faith-based and community organizations that meet the statutory eligibility requirements are eligible to apply under this announcement. Foreign entities are not eligible under this announcement. Fiscal Year (FY) 2006 CCF intermediaries are eligible, but the proposed project must demonstrate different social service areas and be entirely separate from their 2006 CCF project. For example, 2006 CCF intermediaries that focused on several social service priority areas might choose to focus on one former or new social service priority area. 2006 CCF intermediaries must document in detail within their grant application how their 2006 project is different from their proposed 2007 project and how they will keep their 2006 and 2007 projects independent of each other. In addition, 2006 CCF intermediaries must demonstrate complete separation of financial accounting between their 2006 project and their 2007 project. Please note that a 2006 CCF intermediary may not award a sub-award to any of the same organizations that the intermediary has previously granted a sub-award. CCF Communities Empowering Youth (CEY) applicants and/or grant recipients are eligible, but the proposed project must be entirely separate from their CEY project. CEY grantees must document in detail within their grant application how their CEY project is different from their proposed CCF Demonstration Program project and how they will keep the two projects independent from each other. Please note that should a CEY grant recipient receive a CCF Demonstration Program grant under this program announcement, the lead organization may not award a sub-award as part of its Demonstration project to any of its CEY faith-based and community organization partners for the duration of its grant period. Please see Section IV for required documentation supporting eligibility or funding restrictions if any are applicable. 2. Cost Sharing or Matching: Yes Grantees are required to meet a non-Federal share of the project costs. Grantees must provide at least 20 percent of the total approved cost of the project. The total approved cost of the project is the sum of the ACF share and the non-Federal share. The non-Federal share may be met by cash or in-kind contributions, although applicants are encouraged to meet their match requirements through cash contributions. For example, in order to meet the match requirements, a project with a total approved project cost of $125,000, requesting $100,000 in ACF funds, must provide a non-Federal share of at least $25,000 (20 percent of total approved project cost of $125,000.) Grantees will be held accountable for commitments of non-Federal resources even if they exceed the amount of the required match. Failure to provide the required amount will result in the disallowance of Federal funds. A lack of supporting documentation at the time of application will not exclude the application from competitive review. 3. Other: Disqualification Factors
IV. APPLICATION AND SUBMISSION INFORMATION 1. Address to Request Application Package: Eduardo HernandezAdministration for Children and Families Office of Community Services Operation Center Compassion Capital Fund Demonstration Program 1515 Wilson Boulevard, Suite 100 Arlington , VA 22209 Phone: (800) 281-9519 Email: OCS@lcgnet.com 2. Content and Form of Application Submission: General The application must be double-spaced and single-sided on 8.5" x 11" plain white paper, with 1'' margins on all sides. The application must use Times New Roman 12-point font or Arial 12-point font. The Table of Contents must not exceed one page. The Project Abstract must not exceed one page. The Project Narrative must not exceed 25 pages. Pages submitted beyond the first 25 in the application's Project Narrative section will be removed prior to panel review. The Appendix must not exceed 20 pages. The Appendix includes the sample assessment tool(s) to be used to assist organizations served in identifying organizational needs in the five critical capacity building areas, and any other additional supporting documentation. All pages of the application must be sequentially numbered. The Budget, Narrative Budget Justification, Standard Forms for Assurances, Certifications, Disclosures, and cost-share letters are not included in the Project Narrative and Appendix page limitations. Applicants should not send pamphlets, brochures, or other printed material along with their applications. These materials, if submitted, will not be included in the review process. In addition, applicants should not submit any additional letters of endorsement beyond any that may be required. D-U-N-S Requirement All applicants must have a D&B Data Universal Numbering System (D-U-N-S) number. On June 27, 2003, the Office of Management and Budget (OMB) published in the Federal Register a new Federal policy applicable to all Federal grant applicants. The policy requires Federal grant applicants to provide a D-U-N-S number when applying for Federal grants or cooperative agreements on or after October 1, 2003. The D-U-N-S number will be required whether an applicant is submitting a paper application or using the government-wide electronic portal, Grants.gov. A D-U-N-S number will be required for every application for a new award or renewal/continuation of an award, including applications or plans under formula, entitlement, and block grant programs, submitted on or after October 1, 2003. Please ensure that your organization has a D-U-N-S number. You may acquire a D-U-N-S number at no cost by calling the dedicated toll-free D-U-N-S number request line at 1-866-705-5711 or you may request a number on-line at http://www.dnb.com. Proof of Non-Profit Status Non-profit organizations applying for funding are required to submit proof of their non-profit status. Proof of non-profit status is any one of the following:
When applying electronically, we strongly suggest that you attach your proof of non-profit status with your electronic application. Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html. Forms, Assurances, and Certifications The project description should include all the information requirements described in the specific evaluation criteria outlined in this program announcement under Section V. Application Review Information. In addition to the project description, the applicant needs to complete all of the Standard Forms required as part of the application process for awards under this announcement. Applicants seeking financial assistance under this announcement must file the appropriate Standard Forms (SFs) as described in this section. All applicants must submit an SF-424, Application for Federal Assistance. For non-construction programs, applicants must also submit an SF-424A, Budget Information and an SF-424B, Assurances. For construction programs, applicants must also submit SF-424C, Budget Information and SF-424D, Assurances. For research programs that involve human subjects, the Protection of Human Subjects Assurance Identification/IRB Certification/Declaration of Exemption form must be submitted. All forms may be reproduced for use in submitting applications. Applicants must sign and return the standard forms with their application. Applicants must furnish, prior to award, an executed copy of the Certification Regarding Lobbying. Applicants must sign and return the certification with their application. The Certification Regarding Lobbying may be found at: http://www.acf.hhs.gov/grants/grants_resources.html. (If any funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this commitment providing for the United States to insure or guarantee a loan, the applicant shall complete and submit Standard Form (SF)-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions.) Applicants must also understand that they will be held accountable for the smoking prohibition included within Public Law (P.L.) 103-227, Title XII Environmental Tobacco Smoke (also known as the PRO-KIDS Act of 1994). A copy of the Federal Register notice that implements the smoking prohibition is included with this form. By signing and submitting the application, applicants are providing the necessary certification and are not required to return it. Applicants must make the appropriate certification of their compliance with all Federal statutes relating to nondiscrimination. By signing and submitting the application, applicants are providing the necessary certification and are not required to return it. Complete the standard forms and the associated certifications and assurances based on the instructions on the forms. The forms and certifications may be found at: http://www.acf.hhs.gov/grants/grants_resources.html. Those organizations required to provide proof of non-profit status, please refer to Sections IV.2 and V. Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html. Please see Section V.1 for instructions on preparing the full project description. Please reference Section IV.3 for details about acknowledgement of received applications. Electronic Submission Applicants to ACF may submit their applications in either electronic or paper format. To submit an application electronically, please use the http://www.Grants.gov site. When using www.Grants.gov, applicants will be able to download a copy of the application package, complete it off-line, and then upload and submit the application via the www.Grants.gov site. ACF will not accept grant applications via facsimile or email. Acceptable electronic formats for the application attachments (narratives, charts, etc.) must use the following standard technologies, i.e., Microsoft (Word and Excel), Word Perfect, Adobe PDF, Jpeg, and Gif. IMPORTANT NOTE: Before submitting an electronic application, applicants must complete the organization registration process as well as obtain and register "electronic signature credentials" for the Authorized Organization Representative (AOR). Since this process may take more than five business days, it is important to start this process early, well in advance of the application deadline. Be sure to complete all www.Grants.gov registration processes listed on the Organization Registration Checklist, which can be found at http://www.acf.hhs.gov/grants/registration_checklist.html. Please note the following if planning to submit an application electronically via www.Grants.gov:
Hard Copy Submission Applicants that are submitting their application in paper format should submit one original and two copies of the complete application. The original and each of the two copies must include all required forms, certifications, assurances, and appendices, be signed by an authorized representative, and be unbound. The original copy of the application must have original signature(s). Non-Federal Reviewers Since ACF will be using non-Federal reviewers in the review process, applicants have the option of omitting from the application copies (not the original) specific salary rates or amounts for individuals specified in the application budget as well as Social Security Numbers, if otherwise required for individuals. The copies may include summary salary information. If applicants are submitting their application electronically, ACF will omit the same specific salary rate information from copies made for use during the review and selection process. 3. Submission Dates and Times: Due Date for Applications: 05/16/2007 Explanation of Due Dates The due date for receipt of applications is referenced above. Applications received after 4:30 p.m., eastern time, on the due date will be classified as late and will not be considered in the current competition. Applicants are responsible for ensuring that applications are mailed or hand-delivered or submitted electronically well in advance of the application due date and time. Applications that are submitted by mail must be received no later than 4:30 p.m., eastern time, on the due date referenced above at the address listed in Section IV.6. Hand Delivery Applications hand carried by applicants, applicant couriers, other representatives of the applicant, or by overnight/express mail couriers must be received on or before the due date referenced above, between the hours of 8:00 a.m. and 4:30 p.m., eastern time, at the address referenced in Section IV.6., between Monday and Friday (excluding Federal holidays). Electronic Submission Applications submitted electronically via Grants.gov must be submitted no later than 4:30 p.m., eastern time, on the due date referenced above. ACF cannot accommodate transmission of applications by facsimile or email. Late Applications Applications that do not meet the requirements above are considered late applications. ACF shall notify each late applicant that its application will not be considered in the current competition. ANY APPLICATION RECEIVED AFTER 4:30 P.M., EASTERN TIME, ON THE DUE DATE WILL NOT BE CONSIDERED FOR COMPETITION. Extension of Deadlines ACF may extend application deadlines when circumstances such as acts of God (floods, hurricanes, etc.) occur; when there are widespread disruptions of mail service; or in other rare cases. A determination to extend or waive deadline requirements rests with the Chief Grants Management Officer. Receipt acknowledgement for application packages will not be provided to applicants who submit their package via mail, courier services, or by hand delivery. Applicants will receive an electronic acknowledgement for applications that are submitted via http://www.Grants.gov. Checklist You may use the checklist below as a guide when preparing your application package.
Additional Forms Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html.
4. Intergovernmental Review of Federal Programs: State Single Point of Contact (SPOC) This program is covered under Executive Order (Exec. Order) 12372, "Intergovernmental Review of Federal Programs," and 45 CFR Part 100, "Intergovernmental Review of Department of Health and Human Services Programs and Activities." Under the Exec. Order, States may design their own processes for reviewing and commenting on proposed Federal assistance under covered programs. As of August 1, 2006, the following jurisdictions have elected to participate in the Exec. Order process: Arkansas, California, Delaware, District of Columbia, Florida, Georgia, Illinois, Iowa, Kentucky, Maine, Maryland, Michigan, Mississippi, Missouri, Nevada, New Hampshire, New York, North Dakota, Rhode Island, South Carolina, Texas, Utah, West Virginia, Wisconsin, American Samoa, Guam, Northern Mariana Islands, Puerto Rico, and U.S. Virgin Islands. As these jurisdictions have elected to participate in the Executive Order process, they have established SPOCs. Applicants from participating jurisdictions should contact their SPOC, as soon as possible, to alert them of prospective applications and receive instructions. Applicants must submit all required materials, if any, to the SPOC and indicate the date of this submittal (or the date of contact if no submittal is required) on the Standard Form 424, item 16a. Under 45 CFR 100.8(a)(2), a SPOC has 60 days from the application deadline to comment on proposed new or competing continuation awards. SPOCs are encouraged to eliminate the submission of routine endorsements as official recommendations. Additionally, SPOCs are requested to clearly differentiate between mere advisory comments and those official State process recommendations, which may trigger the "accommodate or explain" rule. Comments submitted directly to ACF should be addressed to the U.S. Department of Health and Human Services, Administration for Children and Families, Office of Grants Management, Division of Discretionary Grants, 370 L'Enfant Promenade SW., 6th Floor, Washington, DC 20447. Although the remaining jurisdictions have chosen not to participate in this process, entities that meet the eligibility requirements of the Program Announcement are still eligible to apply for a grant even if a State, Territory, or Commonwealth, etc., does not have a SPOC. Therefore, applicants from these jurisdictions, or for projects administered by Federally-recognized Indian Tribes, need take no action in regard to Exec. Order 12372. The official list, including addresses, of the jurisdictions that have elected to participate in Exec. Order 12372 can be found on the following URL: http://www.whitehouse.gov/omb/grants/spoc.html. 5. Funding Restrictions: Fundraising is not an allowable cost under this program. Grant awards will not allow reimbursement of pre-award costs. Construction and purchase of real property are not allowable activities or expenditures under this grant award. The cost of organized fundraising or solicitation with Federal awards is an unallowable cost according to OMB Circulars A-122, A-87 and A-21. The costs of direct services or augmentation or supplanting direct service delivery funds as part of their activities is not considered capacity building, therefore, it is not an allowable cost. An awarded grant application and release of funds does not constitute or imply compliance with Federal regulations; grantees are responsible for ensuring that their activities comply with Federal regulations. 6. Other Submission Requirements: Please see Sections IV.2 and IV.3 for deadline information and other application requirements. Submit applications to one of the following addresses: Submission by Mail Eduardo Hernandez Hand Delivery Eduardo Hernandez Electronic Submission Please see Section IV.2 for guidelines and requirements when submitting applications electronically via http://www.Grants.gov. V. APPLICATION REVIEW INFORMATION The Paperwork Reduction Act of 1995 (P.L. 104-13) Public reporting burden for this collection of information is estimated to average 35 hours per response, including the time for reviewing instructions, gathering and maintaining the data needed and reviewing the collection information. The project description is approved under OMB control number 0970-0139, which expires 4/30/2007. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. 1. Criteria: Part I THE PROJECT DESCRIPTION OVERVIEW PURPOSE The project description provides the majority of information by which an application is evaluated and ranked in competition with other applications for available assistance. The project description should be concise and complete. It should address the activity for which Federal funds are being requested. Supporting documents should be included where they can present information clearly and succinctly. In preparing the project description, information that is responsive to each of the requested evaluation criteria must be provided. Awarding offices use this and other information in making their funding recommendations. It is important, therefore, that this information be included in the application in a manner that is clear and complete. GENERAL EXPECTATIONS AND INSTRUCTIONS ACF is particularly interested in specific project descriptions that focus on outcomes and convey strategies for achieving intended performance. Project descriptions are evaluated on the basis of substance and measurable outcomes, not length. Extensive exhibits are not required. Cross-referencing should be used rather than repetition. Supporting information concerning activities that will not be directly funded by the grant or information that does not directly pertain to an integral part of the grant-funded activity should be placed in an appendix. Pages should be numbered and a table of contents should be included for easy reference. Part II GENERAL INSTRUCTIONS FOR PREPARING A FULL PROJECT DESCRIPTION INTRODUCTION Applicants that are required to submit a full project description shall prepare the project description statement in accordance with the following instructions while being aware of the specified evaluation criteria. The text options give a broad overview of what the project description should include while the evaluation criteria identify the measures that will be used to evaluate applications. PROJECT SUMMARY/ABSTRACT Provide a summary of the project description (one page or less) with reference to the funding request. OBJECTIVES AND NEED FOR ASSISTANCE Clearly identify the physical, economic, social, financial, institutional, and/or other problem(s) requiring a solution. The need for assistance must be demonstrated and the principal and subordinate objectives of the project must be clearly stated; supporting documentation, such as letters of support and testimonials from concerned interests other than the applicant, may be included. Any relevant data based on planning studies should be included or referred to in the endnotes/footnotes. Incorporate demographic data and participant/beneficiary information, as needed. In developing the project description, the applicant may volunteer or be requested to provide information on the total range of projects currently being conducted and supported (or to be initiated), some of which may be outside the scope of the program announcement. RESULTS OR BENEFITS EXPECTED Identify the results and benefits to be derived. APPROACH Outline a plan of action that describes the scope and detail of how the proposed work will be accomplished. Account for all functions or activities identified in the application. Cite factors that might accelerate or decelerate the work and state your reason for taking the proposed approach rather than others. Describe any unusual features of the project such as design or technological innovations, reductions in cost or time, or extraordinary social and community involvement. Provide quantitative monthly or quarterly projections of the accomplishments to be achieved for each function or activity in such terms as the number of people to be served and the number of activities accomplished. When accomplishments cannot be quantified by activity or function, list them in chronological order to show the schedule of accomplishments and their target dates. If any data is to be collected, maintained, and/or disseminated, clearance may be required from the OMB. This clearance pertains to any "collection of information that is conducted or sponsored by ACF." Provide a list of organizations, cooperating entities, consultants, or other key individuals who will work on the project along with a short description of the nature of their effort or contribution. EVALUATION Provide a narrative addressing how the conduct of the project and the results of the project will be evaluated. In addressing the evaluation of results, state how you will determine the extent to which the project has achieved its stated objectives and the extent to which the accomplishment of objectives can be attributed to the project. Discuss the criteria to be used to evaluate results, and explain the methodology that will be used to determine if the needs identified and discussed are being met and if the project results and benefits are being achieved. With respect to the conduct of the project, define the procedures to be employed to determine whether the project is being conducted in a manner consistent with the work plan presented and discuss the impact of the project's various activities that address the project's effectiveness. ADDITIONAL INFORMATION The following are requests for additional information that must be included in the application:
BUDGET AND BUDGET JUSTIFICATION Provide a budget with line-item detail and detailed calculations for each budget object class identified on the Budget Information Form (SF-424A or SF-424C). Detailed calculations must include estimation methods, quantities, unit costs, and other similar quantitative detail sufficient for the calculation to be duplicated. If matching is a requirement, include a breakout by the funding sources identified in Block 15 of the SF-424. Provide a narrative budget justification that describes how the categorical costs are derived. Discuss the necessity, reasonableness, and allocation of the proposed costs.
TOTAL DIRECT CHARGES, TOTAL INDIRECT CHARGES, TOTAL PROJECT COSTS EVALUATION CRITERIA: The corresponding score values indicate the relative importance that ACF places on each evaluation criterion; however, applicants need not develop their applications precisely according to the order presented. Application components may be organized such that a reviewer will be able to follow a seamless and logical flow of information (i.e., from a broad overview of the project to more detailed information about how it will be conducted). In considering how applicants will carry out the responsibilities addressed under this announcement, competing applications for financial assistance will be reviewed and evaluated against the following criteria: ORGANIZATIONAL PROFILES - 30 points (a) Past Experience (15 Points). An application will be evaluated on the extent to which it demonstrates that the applicant has a proven track record in providing training and technical assistance to faith-based and community organizations, including concrete examples with specific dates of training and technical assistance that the applicant has provided relating to all five critical areas of capacity building: 1) leadership development, 2) organizational development, 3) program development, 4) revenue development strategies, and 5) community engagement. If organizations propose to collaborate to provide CCF intermediary services, the applicant must demonstrate the extent to which these organizations possess well-developed working relationships and a history of working together prior to the announcement of this funding opportunity. The proposed geographic coverage area is well-defined and reasonable given the physical location of the intermediary and proposed partners and will support the development of ongoing relationships with grassroots organizations served. (b) Organizational Capability (5 Points). An application will be evaluated on the extent to which it describes how the organization is well positioned to support the project and how the proposed project fits into the structure of the applicant's organization. The applicant should provide evidence of facilities, fiscal controls, and other resources that are adequate to achieve project goals. The application will be evaluated on the extent to which the organization's existing mission/purpose and activities are complementary and will support the proposed CCF project. The interaction of this project with other non-CCF activities within the organization and any implications should be clearly explained. (c) Project Management Structure and Staffing (10 Points). An application will be evaluated on the extent to which it includes a listing and description of all key positions required to carry out the project, the individuals proposed to fill the positions, and a detailed description of the kind of work they will perform. An application will be evaluated on the extent to which it provides evidence demonstrating the staff's skill, knowledge, and experience in carrying out their assigned activities, such as evidence that demonstrates not only the staff's good technical skills, but also a clear record of working with faith-based and community organizations. An application will also be evaluated on the extent to which the above information is provided with regard to consultants or staff from other organizations proposed to work on the project. An application will be evaluated on the extent to which it clearly defines and documents any proposed partnerships with other organizations for purposes of this CCF application, (e.g., significant contributions to the proposed project by each partner; a formal agreement among parties; defined roles and responsibilities appropriate to their natural strengths; and shared decision-making responsibility.) APPROACH - 30 points (a) Training/Technical Assistance Strategy (15 Points). An application will be evaluated on the extent to which it demonstrates the applicant's ability to provide training and technical assistance in all of the five critical areas of capacity building: 1) leadership development, 2) organizational development, 3) program development, 4) revenue development strategies, and 5) community engagement, either on its own or through partnerships. Outreach and eligibility for technical assistance must be open to both faith-based and community organizations. An application will be evaluated on the extent to which it describes the capacity building activities proposed to address the needs of faith-based and community organizations served in each of the five critical areas listed above for training and technical assistance. The applicant must also propose a logical and attainable schedule for accomplishing grant funded activities and major milestones. An application will be evaluated on the extent to which the outlined strategy is comprehensive, describes the process that the applicant will employ to outreach to and identify and select organizations to receive training and technical assistance, and estimates the types and number of organizations expected to receive training and technical assistance. For purposes of this program announcement, training will refer to group-based adult education and skill-building activities (e.g., workshops); technical assistance will refer to consultation that is specifically customized or tailored to the needs of particular faith-based and community organizations. It is expected that organizations receiving sub-awards, training, and technical assistance will have varying needs in all five critical areas of capacity building. An application will be evaluated on the extent to which plans for providing training and technical assistance thoroughly address all five critical areas of capacity building so that at a minimum, two of the identified capacity building critical area needs for each organization served will be addressed. A minimum of 50 percent of the technical assistance provided by intermediaries must be in the form of direct and individualized technical assistance to address the identified priority needs of the faith-based and community organization (i.e., "one-on-one" assistance to the organization's leadership, key staff and/or board). Applicants will be evaluated on their ability to thoroughly describe how appropriate one-on-one technical assistance will be provided to sub-awardees. CCF grants are intended to expand the capacity of community and faith-based organizations to deliver social services in a secular manner through, among other things, an enhanced ability to compete for Federal grants in the future. These grants cannot be used to provide direct client services. As a program of ACF, CCF is intended to support organizations that promote the economic and social well-being of families, children, individuals, and communities. As such, CCF funds can pay for capacity building activities that support social service programs and activities. For example, CCF funds may pay for trainings such as board development workshops. Additionally, CCF funds may purchase equipment or supplies such as computers or computer software that can improve program services. CCF funds may not pay for capacity building activities that support medical/health care related activities or items such as medical equipment or supplies or medically-oriented trainings, certifications, or licensures. (b) Sub-award Strategy (15 points). An application will be evaluated on the extent to which the applicant describes a plan for selecting sub-award recipients, describes the process that the applicant will employ to identify and select organizations to receive sub-awards; estimates the types and number of organizations expected to receive funding; and identifies the capacity building needs for which sub-awards may be used. Outreach and eligibility for technical assistance must be open to both faith-based and community organizations. An application will be evaluated on the extent to which it effectively demonstrates the following:
Sub-awards will not be used to provide direct services, direct fundraising activities, nor construction programs, but rather to improve the sub-awardee's efficiency and capacity. CCF grants are intended to expand the capacity of community and faith-based organizations to deliver social services in a secular manner through, among other things, an enhanced ability to compete for Federal grants in the future. These grants cannot be used to provide direct client services. As a program of ACF, CCF is intended to support organizations that promote the economic and social well-being of families, children, individuals, and communities. As such, CCF funds can pay for capacity building activities that support social service programs and activities. For example, CCF funds may pay for trainings such as board development workshops. Additionally, CCF funds may purchase equipment or supplies such as computers or computer software that can improve program services. CCF funds may not pay for capacity building activities that support medical/health care related activities or items such as medical equipment or supplies or medically-oriented trainings, certifications, or licensures. EVALUATION - 20 points (a) Pre-Assessment Strategy (5 Points). An application will be evaluated on the extent to which it describes the methods, strategies, and/or tools, that will be used to provide a baseline assessment of faith-based and community organizations' capacity prior to receiving training and technical assistance from the intermediary. The pre-assessment must address all of the five critical areas of capacity building: 1) leadership development, 2) organizational development, 3) program development, 4) revenue development strategies, and 5) community engagement. The proposed approach for assessing the organizational capacity building needs of faith-based and community organizations is thorough and reasonable and is not limited to the preferences or specific interests/capabilities of the intermediary organization. (b) Evaluation Design (5 Points). An application will be evaluated on the extent to which the evaluation design includes: a program logic model or other illustration or narrative explanation of the relationship between proposed activities and anticipated outcomes; a process component that describes the activities of the project, how the project will operate, and the extent to which it is able to produce the expected results. An application will also be evaluated on the extent to which the evaluation design includes an outcome component with outcome measures. For purposes of this announcement, an outcome is defined as any benefit or change in the capacity of faith-based and community organizations after receiving services. (b) Post-Assessment Strategy (5 Points). Applications will be evaluated on the extent to which they describe the methods, strategies, and/or tools that will be used to provide a post-assessment of an organization's capacity after receiving training and/or technical assistance from the intermediary. In particular, the post-assessment should focus on measuring the results and impact of the training, technical assistance, and, where applicable, sub-award activities. The post-assessment strategy should address all of the five critical areas of capacity building: 1) leadership development, 2) organizational development, 3) program development, 4) revenue development strategies, and 5) community engagement, either on their own or through partnerships. An application will also be evaluated on the extent to which it provides a plan detailing assessment intervals for faith-based and community organizations served. (c) Data Collection and Analysis (5 Points). An application will be evaluated on the extent to which it describes how project data will be gathered and maintained in regards to the applicant's evaluation design, including pre-and post-assessment data. An application will be evaluated on the extent to which it describes how project data will be analyzed to determine whether capacity building activities were implemented and achieved measurable results within the organizations served. BUDGET AND BUDGET JUSTIFICATION - 10 points (a) Project Budget (8 points). An application will be evaluated on the extent to which it includes a budget that is clear, easy to understand, and provides a detailed justification for the amount requested. An application will also be evaluated on the extent to which the budget includes at least a 20 percent cost share. In other words, Grantees must provide at least 20 percent of the total approved cost of the project from non-Federal funds. The total approved cost of the project is the sum of the ACF share and the non-Federal share. The non-Federal share may be met by cash or in-kind contributions, although applicants are encouraged to meet their match requirements through cash contributions. For example, in order to meet the match requirements, a project with a total approved project cost of $125,000, requesting $100,000 in ACF funds, must provide a non-Federal share of at least $25,000 (20 percent of total approved project cost of $125,000.) Proposed budgets must also include the cost of travel-related expenses for two key personnel with responsibility for the CCF award to attend a mandatory two-day orientation workshop with Federal officials in Washington, DC. Please refer to Section III.2 for information on Cost Sharing or Matching. Applicants should refer to the budget information presented in the SF-424 and SF-424A and to the BUDGET AND BUDGET JUSTIFICATION instructions in Section V, General Instructions for the Full Project Description. (b) Last Two Years' Operating Budgets (2 points). An application will be evaluated on the extent to which it includes the last two years' operating budgets of the applicant. Detailed breakdowns of the organizational operating budget are not required. The application will be evaluated based on the extent to which the amount requested under the funding announcement is proportional to the recent size of the applicant's operating budget. For example, it would be unreasonable for an organization that operated with $100,000 in 2005 and $110,000 in 2006 to request $500,000 in Federal funds. OBJECTIVES AND NEED FOR ASSISTANCE - 10 points An application will be evaluated on the extent to which it demonstrates that the organization is established and has well-developed connections to and working relationships with the non-profit community in the geographic area they propose to serve. (a) Service Area (2 Points). An application will be evaluated on the extent to which the applicant identifies the specific service area for project implementation. Applicants or their partners must demonstrate a prior history of involvement in and connectedness to the proposed service area to ensure that the impact of services provided is local and sustained. (b) Needs of Service Area (4 Points). An application will be evaluated on the extent to which it describes the specific needs of the targeted service area. Applications will be evaluated on the extent to which documentation is provided demonstrating that the proposed project will be implemented in a distressed community, engages organizations that serve low-income populations, and addresses a vital need in a distressed community. A distressed community is defined as a neighborhood or geographic community with an unemployment rate and/or poverty rate equal to or greater than the State or national rate. (c) Needs of Non-profits in Service Area (2 Points). An application will be evaluated on the extent to which it describes the capacity building needs of non-profit organizations in their proposed service area and provides documentation of those needs from third-party sources, as available. (d) Project Objectives (2 Points). An application will be evaluated on the extent to which the applicant's objectives relate to its evaluation design and states specific, measurable, attainable, relevant, and timely objectives for the proposed project. Objectives must relate to the provision of training, technical assistance, and sub-awards to grassroots organizations to build their organizational capacity in all five critical areas: 1) leadership development, 2) organizational development, 3) program development, 4) revenue development strategies, and 5) community engagement. 2. Review and Selection Process: No grant award will be made under this announcement on the basis of an incomplete application. Each application will be screened to determine whether it was received by the closing date and time (Section IV.3.) and whether the requested amount exceeds the ceiling or upper range value, whichever is appropriate (Section II.) Applications received by the due date will be reviewed and scored competitively. Experts in the field, generally persons from outside the Federal Government, will use the evaluation criteria listed in Section V of this announcement to review and score the applications. The results of this review will be a primary factor in making funding decisions. ACF may also solicit comments from Regional Office staff and other Federal agencies. ACF may consider a variety of factors in addition to the review criteria identified above, including geographic diversity/coverage and types of applicant organizations and the service area, in order to ensure that the interests of the Federal Government are met in making the final selections. Furthermore, ACF may limit the number of awards made to the same or affiliated organizations although they would serve different geographic areas. As a program of ACF, CCF is intended to support organizations that promote the economic and social well-being of families, children, individuals, and communities. As such, CCF funds can pay for capacity building activities that support social service programs and activities. For example, CCF funds may pay for trainings such as board development workshops. Additionally, CCF funds may purchase equipment or supplies such as computers or computer software that can improve program services. CCF funds may not pay for capacity building activities that support medical/health care related activities or items such as medical equipment or supplies or medically-oriented trainings, certifications, or licensures. As stated, CCF monies must be used for organizational capacity building and not for direct services. Additionally, organizations that receive CCF funds may not engage in inherently religious activities, such as worship, religious instruction, or proselytization, as part of the programs or services funded with CCF funds. If an organization conducts such inherently religious activities, the activities must be offered separately, in time or location, from the programs or services funded with CCF assistance, and participation must be voluntary for beneficiaries of the CCF-funded programs or services. Some of the ways organizations may accomplish this include, but are not limited to, promoting only the Federally funded program in materials or websites created with any portion of the Federal funds. In addition, an organization receiving CCF funds shall not, in providing CCF-funded services, discriminate against a program beneficiary or prospective program beneficiary on the basis of religion or religious belief. A faith-based organization receiving HHS funds retains its independence from Federal, State, and local governments, and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs. For example, a faith-based organization may use space in its facilities to provide secular programs or services funded with Federal funds without removing religious art, icons, scriptures, or other religious symbols. In addition, a faith-based organization that receives Federal funds retains its authority over its internal governance, and it may retain religious terms in its organization's name, select its board members on a religious basis, and include religious references in its organization's mission statements and other governing documents in accordance with all CCF Demonstration Program requirements, statutes, and other applicable requirements governing the conduct of HHS-funded activities. Regulations pertaining to the Equal Treatment for Faith-Based Organizations, which includes the prohibition against Federal funding of inherently religious activities, can be found at either 45 CFR 87.1 or the HHS website at http://www.os.hhs.gov/fbci/waisgate21.pdf. CCF grants are intended to expand the capacity of community and faith-based organizations to deliver social services in a secular manner through, among other things, an enhanced ability to compete for Federal grants in the future. These grants cannot be used to provide direct client services. Please reference Section IV.2 for information on non-Federal reviewers in the review process. Approved but Unfunded Applications Applications that are approved but unfunded may be held over for funding in the next funding cycle, pending the availability of funds, for a period not to exceed one year. 3. Anticipated Announcement and Award Dates: Not ApplicableVI. AWARD ADMINISTRATION INFORMATION 1. Award Notices: The successful applicants will be notified through the issuance of a Financial Assistance Award document, which sets forth the amount of funds granted, the terms and conditions of the grant, the effective date of the grant, the budget period for which initial support will be given, the non-Federal share to be provided (if applicable), and the total project period for which support is contemplated. The Financial Assistance Award will be signed by the Grants Officer and transmitted via postal mail. Following the finalization of funding decisions, organizations whose applications will not be funded will be notified by letter, signed by the Program Office head. 2. Administrative and National Policy Requirements: Grantees are subject to the requirements in 45 CFR Part 74 (non-governmental) or 45 CFR Part 92 (governmental). Direct Federal grants, sub-award funds, or contracts under this ACF program shall not be used to support inherently religious activities such as religious instruction, worship, or proselytization. Therefore, organizations must take steps to separate, in time or location, their inherently religious activities from the services funded under this program. Regulations pertaining to the Equal Treatment for Faith-Based Organizations, which includes the prohibition against Federal funding of inherently religious activities, can be found at the HHS web site at: http://www.hhs.gov/fbci/waisgate21.pdf. A faith-based organization receiving HHS funds retains its independence from Federal, State, and local governments, and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs. For example, a faith-based organization may use space in its facilities to provide secular programs or services funded with Federal funds without removing religious art, icons, scriptures, or other religious symbols. In addition, a faith-based organization that receives Federal funds retains its authority over its internal governance, and it may retain religious terms in its organization's name, select its board members on a religious basis, and include religious references in its organization's mission statements and other governing documents in accordance with all program requirements, statutes, and other applicable requirements governing the conduct of HHS funded activities. Faith-based and community organizations may reference the "Guidance to Faith-Based and Community Organizations on Partnering with the Federal Government" at: http://www.whitehouse.gov/government/fbci/guidance/index.html. HHS Grants Policy Statement The HHS Grants Policy Statement (GPS) is the Department of Health and Human Services new single policy guide for discretionary grants and cooperative agreements. Unlike previous HHS policy documents, the GPS is intended to be shared with and used by grantees. It became effective October 1, 2006 and is applicable to all Operating Divisions (OPDIVS), such as the Administration for Children and Families (ACF), except the National Institutes of Health (NIH). The GPS covers basic grants processes, standard terms and conditions and points of contact as well as important OPDIV-specific requirements. Appendices include a glossary of terms and a list of standard abbreviations for ease of reference. The GPS may be accessed at http://www.acf.hhs.gov/grants/grants_resources.html. 3. Reporting Requirements: Grantees will be required to submit program progress and financial reports (SF-269 found at: http://www.acf.hhs.gov/grants/grants_resources.html) throughout the project period. Program progress and financial reports are due 30 days after the reporting period. Final programmatic and financial reports are due 90 days after the close of the project period. Final reports may be submitted in hard copy to the Grants Management Office Contact listed in Section VII of this announcement. Program Progress Reports: Semi-AnnuallyFinancial Reports: Semi-Annually Original reports and one copy should be mailed to: Administration for Children and Families VII. AGENCY CONTACTS Program Office Contact: Thom Campbell Grants Management Office Contact: Barbara Ziegler-Johnson VIII. OTHER INFORMATION Additional information about this program and its purpose can be located on the following website: http://www.acf.hhs.gov/programs/ccf/.
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