Skip Navigation
Administration for Children and Families  
ACF
ACF Home   |   Services   |   Working with ACF   |   Policy/Planning   |   About ACF   |   ACF News   |   HHS Home

  Questions?  |  Privacy  |  Site Index  |  Contact Us  |  Download Reader™  |  Print      


U.S. Capitol image

Main Menu


Department of Health & Human Services
Administration for Children and Families



EXPIRED

***This announcement was originally published on the ACF Website on 6/21/2007. A Modification was published on 7/03/2007, updating the original announcement. Those changes were not incorporated in the announcement below. To view the Modification, click here.***

Program Office:

ACF -- Office of Head Start

Funding Opportunity Title:

Head Start Tribally Controlled Land Grant College and University Partnerships

Announcement Type:

Initial

Funding Opportunity Number:

HHS-2007-ACF-OHS-YT-0012

CFDA Number:

93.600

Due Date For Letter of Intent:

07/23/2007

Due Date for Applications:

08/20/2007

Executive Summary:

The Office of Head Start (OHS), within the Administration for Children and Families (ACF), announces the availability of funds and requests applications for higher education grants for Tribally Controlled Land Grant Colleges and Universities (TCUs) with experience in educating and preparing early childhood education teachers to work effectively with young Native American children and their families. Those receiving grants will work in partnership with Head Start and with Early Head Start programs (when the TCU offers an infant toddler degree or specialization). The primary purpose of these TCUs partnerships is to increase the number of Head Start teaching staff with associate and baccalaureate degrees in early childhood education to improve the quality and long-term effectiveness of education program services to Native American children and their families.  These projects must implement academic programs through partnerships between/among institutions of higher education and Head Start and Early Head Start programs (when infant toddler degrees or specializations can be awarded).

This announcement provides up to $1,000,000 annually for five years to support multiple TCU Partnerships.




I. FUNDING OPPORTUNITY DESCRIPTION

Legislative Authority

The Head Start Act, Section 648, 42 United States Code and as amended 42 United States Code--9831 et seq., is the authorizing legislation for the Head Start TCU program.  Increasing the number of Head Start classroom teachers with degrees in early childhood education is a primary goal of this legislation.  To ensure that selected colleges and universities are able to fulfill this task, it is very important that TCUs applying for funds under this announcement be able to clearly demonstrate that they have established relationships with the Head Start program(s) in their community and that these Head Start programs have indicated that they are willing to work collaboratively with the institution(s).

Tribally Controlled Land Grant Colleges and Universities (TCUs) are defined in section 532 of the Equity in Educational Land Grant Status Act of 1994 (7 U.S.C. section 301 note), any other institution that qualifies for funding under the Tribally Controlled Community College Assistance Act of 1978, (25 U.S.C. section 1801 et seq.), and Navajo Community College, Authorized in the Navajo Community College Assistance Act of 1978, Public Law 95-471, Title II (25 U.S.C. section 640a note).  Only those institutions that meet these definitions shall be eligible for assistance under this announcement.

Funding Opportunity Description

The Head Start program was established to ensure that children of low-income families acquire the skills and knowledge necessary to allow them to enter school ready for success.  Programs funded under the Head Start Act provide comprehensive services to these children and their families.  The Head Start program enhances children's physical, cognitive, social, and emotional development and supports parents' efforts to fulfill their parental roles as primary educators.  Head Start also provides support for parents as they work towards employment and self-sufficiency, and requires parental involvement in administering the Head Start program. 

Historically, Head Start has supported many demonstration projects to ensure that highly qualified and well-trained staff provide high-quality services to enrolled children and their families.  For example, Head Start supported the creation of the national Child Development Associate (CDA) credential designed for early childhood teaching staff; implemented the Head Start Teaching Center Demonstration, and developed other innovative projects.  OHS (formerly the Head Start Bureau) also implemented partnerships with Historically Black Colleges and Universities (HBCUs) and Hispanic-Latino Service Partnership Institutions (HSIs).

The Head Start Act as reauthorized in 1998 contains provisions to improve quality and accountability in Head Start programs. These 1998 amendments require the establishment of educational performance standards and measures, authorize the expansion of program monitoring incorporating evidence of progress on outcome-based measures, authorize additional funding to upgrade program quality and staff compensation, and establish higher qualifications for Head Start teachers.

When President George W. Bush addressed the Nation in the 2002 "State of the Union Address," he discussed the importance of preparing our children to read and succeed in school and included the improvement of Head Start and early childhood development programs as a goal.  As a result, the White House developed an early childhood initiative, which includes the raising of the bar for Head Start educational methods to create more effective learning environments and improved outcomes for children. In announcing the Good Start, Grow Smart Early Childhood Initiative in April 2002, the President identified children's early literacy as a major component for Head Start program improvement.  At that time, the President presented the following three areas of focus for Head Start: (1) strengthening Head Start programs; (2) partnering with States to improve early childhood education; and (3) providing child development and early education information to teachers, caregivers, and parents.

Priority Area:

Head Start Tribally Controlled Land Grant College and University Partnerships

Description

OHS is announcing the availability of funds and requests applications for higher education grants for accredited institutions with experience and capability in educating and preparing professionals to work effectively with Native American young children and their families, in partnership with Head Start and Early Head Start programs. This Head Start Higher Education TCU Partnership program is funded to improve the quality and long-term effectiveness of educational program services to Native American children and their families through increased numbers of Head Start and Early Head Start teachers with associate and baccalaureate degrees in early childhood education and  partnerships between/among institutions of higher education and Head Start and Early Head Start programs (when infant toddler degrees or specializations are offered.) 

Through this announcement, ACF is making available up to $1,000,000 annually for each of five years to support TCU partnerships. These partnerships seek to improve the quality and long-term effectiveness of Head Start and Early Head Start grantees (when infant toddler degrees can be awarded) increasing the number of Head Start and Early Head Start teachers with degrees in age-appropriate early childhood education.

Applying TCUs must provide a Head Start program participation agreement as specified in Section V of this announcement and related supportive information.  To ensure that selected colleges and universities are able to fulfill this task, applicants under this announcement must demonstrate the following:

They have established relationships with tribal leaders, Head Start and Early Head Start programs. Applicants must submit a jointly signed letter of agreement between the Director(s) of the Head Start program and the college/university's Project Director for this grant. The letter must describe the Head Start program's specific level of need for degreed, early childhood teachers, verify that the applicant has an established relationship with the program and provide a commitment that they will continue to work collaboratively.  The letter should include a detailed description of the support that the college/university, the Head Start programs, and the tribal government/s will provide to the students to facilitate their attendance at the college/university and their success in achieving their degrees. This should specifically address the provision of supports such as:  the assessment of basic skills, study groups, tutoring, basic skills courses such as reading, writing, math, or other assistance to help ensure the success of the students with their course work; and payments for tuition and fees, assistance with books, transportation, and childcare, if needed.

Applying TCUs need to outline a recruitment plan that identifies the number of Head Start/Early Head Start teaching staff to be recruited and supported to associate or baccalaureate degree completion in age-specific early childhood education each semester and the total number to be graduated by the completion of the grant. Please indicate if only one or more than one cohort will be supported through these funds. In the event that total actual enrollment is below 80 percent of the number identified in recruitment plan, the applicant should also provide a plan for recruiting, enrolling, and supporting up to 20 percent of Head Start staff who are not teaching staff but currently work in another capacity directly with children and who may intend to pursue Head Start/Early Head Start teaching positions upon graduation.

TCUs that are currently funded under previous Higher Education Head Start Partnership competitions and whose funding will end after October 1, 2007, are not eligible to apply under this announcement.




II. AWARD INFORMATION

Funding Instrument Type:

Grant

Anticipated Total Priority Area Funding:

$1,000,000

Anticipated Number of Awards:

2 to 5

Range of Amounts of Individual Awards:

Up to $500,000 per budget period

Floor on Amount of Individual Awards:

None

Average Projected Award Amount:

$250,000 per budget period

Length of Project Periods:

60 month project period with five
12-month budget periods.

Awards under this announcement are subject to the availability of funds.




III. ELIGIBILITY INFORMATION

1. Eligible Applicants:

  • Tribally Controlled Colleges and Universities (TCCUs)

Faith-based and community organizations that meet the statutory eligibility requirements are eligible to apply under this announcement.

Foreign entities are not eligible under this announcement.

This announcement is limited to TCUs as defined in section 532 of the Equity in Educational Land Grant Status Act of 1994 (7 U.S.C. section 301 note), any other institution that qualifies for funding under the Tribally Controlled Community College Assistance Act of 1978, (25 U.S.C. section 1801 et seq.), and Navajo Community College, Authorized in the Navajo Community College Assistance Act of 1978, Public Law 95-471, Title II (25 U.S.C. section 640a note).   Only institutions meeting these definitions shall be eligible for assistance under this announcement. 

This announcement is limited to TCU institutions of higher education with existing early childhood degree programs, institutional experience, and capability in educating and preparing early childhood teachers to work effectively with young Native American children and their families.  All institutions planning to compete under this announcement, including eligible faith-based institutions of higher education, must meet the same eligibility requirements.  Each institution must be accredited by one of the bodies identified in the U.S. Department of Education data base, http://www.ope.ed.gov/accreditation.  Each applicant must submit proof of current accreditation for their institution and the relevant degree program(s).

Institutions of higher education that are not accredited for the degree program they propose to offer Head Start teachers are not eligible to apply under this announcement. Accredited applicants must submit short descriptions and titles of the current early childhood education and child development courses included in the early childhood program. The applicant must submit documentation of current accreditation for the degree program identified as meeting the objectives of this announcement (i.e., increasing the number of Head Start and Early Head Start teachers with an associate or baccalaureate degree in early childhood education).

Please see Section IV for required documentation supporting eligibility or funding restrictions if any are applicable.

2. Cost Sharing or Matching: None

3. Other:

Awards will be made on a competitive basis and will be for a one-year budget period. The total project period will not exceed 60 months. Applications for continuation grants funded under these awards beyond the first 12-month budget period (but within the project period) will be considered on a noncompetitive basis subject to the availability of funds, satisfactory progress and performance, and a determination that continued funding is in the best interest of the Federal Government.

Disqualification Factors

    Applications with requests that exceed the ceiling amount (for research projects) or the upper range value (for all other projects) will be deemed non-responsive and will not be considered for funding under this announcement. See Section II., Award Information.
    Any application that fails to satisfy the deadline requirements referenced in Section IV.3., Submission Dates and Times, will be deemed non-responsive and will not be considered for funding under this announcement.
    Any applicant that fails to submit proof of current accreditation for both the institution and the degree program(s) will be deemed non-responsive and will not be considered for funding under this announcement.
    Any applicant that fails to submit proof of a working partnership between/among the TCU, the tribe(s) and the Head Start program(s) as defined in the earlier Description section of this announcement will not be considered.



IV. APPLICATION AND SUBMISSION INFORMATION

1. Address to Request Application Package:

ACYF Operations Center
Office of Head Start
Tribally Controlled Land Grant Colleges and Universities Partnerships
118 Q Street, NE.
Washington, DC 20002
Phone:  866-796-1591
Email: OHS@dixongroup.com

2. Content and Form of Application Submission:

Declaration of Intent

Prior to submission of the application, and within 30 days from date of this publication, applicants may submit a post card, an email or call the ACYF Operations Center with the following information:  the name, address, telephone and fax numbers, and email address of the college/university intending to apply to receive TCU for Head Start partnership funds. Please see Section IV.1. for ACYF Operations Center email, address and telephone contact information.

Proof of Accreditation Status

Applicants must submit proof of accreditation by an agency identified in the directory of accredited colleges and universities on the following U.S. Department of Education web site. Go to http://ope.ed.gov/accreditation for the list. Applicants must also submit proof of accreditation of the specific degree program(s) described in their application.

Head Start Program Participation Agreement

Applicants must submit a letter(s) of agreement and participation with their applications from a Head Start Program Director(s) verifying that the applicant has established a relationship with the program(s) and that the Head Start program(s) is willing to partner with the applicant institution of higher education in supporting teachers obtaining degrees.

Application Requirements

The project description section of the application is to be double-spaced and single-sided on 81/2" x 11" plain white paper, with 1" margins on all sides.  Use only a standard font size no smaller than 12-point throughout the application.

Application packages should be assembled in the following manner: first, the Standard Form (SF)-424 and SF 424A budget forms, immediately followed by the project abstract, and then the table of contents.  All narrative sections of the application (including appendices, resumes, charts, references/footnotes, tables, maps, and exhibits) must be sequentially numbered, beginning on the first page after the table of contents. The length of the application, including the project description, appendices, and resumes must not exceed 75 pages. Each page over the 75- page limit will be removed and not distributed to the reviewers.  The one-page abstract need not be counted in the 75-page total.

Applicants are NOT to send pamphlets, brochures, or other printed materials with their applications. Extensive exhibits are not required. These materials, if submitted, will not be included in the review process. In addition, applicants must NOT submit any additional letters of endorsement beyond those required in this announcement. Please do not use staples to facilitate photocopying.

Project Description

Specific factual information and statements of measurable enrollee goals and progress in quantifiable terms must be included in the project description.  Please see Section V for further information regarding the Project Description.

Table of Contents

All pages must be consecutively and accurately numbered.  A table of contents outlining the numbered pages of the application is to be included.

Standard Forms and Certifications

Information on required Standard Forms and Certifications follows this section.

D-U-N-S Requirement

All applicants must have a D&B Data Universal Numbering System (D-U-N-S) number.  On June 27, 2003, the Office of Management and Budget (OMB) published in the Federal Register a new Federal policy applicable to all Federal grant applicants.  The policy requires Federal grant applicants to provide a D-U-N-S number when applying for Federal grants or cooperative agreements on or after October 1, 2003.  The D-U-N-S number will be required whether an applicant is submitting a paper application or using the government-wide electronic portal, Grants.gov.   A D-U-N-S number will be required for every application for a new award or renewal/continuation of an award, including applications or plans under formula, entitlement, and block grant programs, submitted on or after October 1, 2003.

Please ensure that your organization has a D-U-N-S number.  You may acquire a D-U-N-S number at no cost by calling the dedicated toll-free D-U-N-S number request line at 1-866-705-5711 or you may request a number on-line at http://www.dnb.com.

Proof of Non-Profit Status

Non-profit organizations applying for funding are required to submit proof of their non-profit status. 

Proof of non-profit status is any one of the following:

  • A reference to the applicant organization's listing in the IRS's most recent list of tax-exempt organizations described in the IRS Code.
  • A copy of a currently valid IRS tax-exemption certificate.
  • A statement from a State taxing body, State attorney general, or other appropriate State official certifying that the applicant organization has non-profit status and that none of the net earnings accrue to any private shareholders or individuals.
  • A certified copy of the organization's certificate of incorporation or similar document that clearly establishes non-profit status.
  • Any of the items in the subparagraphs immediately above for a State or national parent organization and a statement signed by the parent organization that the applicant organization is a local non-profit affiliate.

When applying electronically, we strongly suggest that you attach your proof of non-profit status with your electronic application.

Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html.

Forms, Assurances, and Certifications

The project description should include all the information requirements described in the specific evaluation criteria outlined in this program announcement under Section V. Application Review Information.  In addition to the project description, the applicant needs to complete all of the Standard Forms required as part of the application process for awards under this announcement.

Applicants seeking financial assistance under this announcement must file the appropriate Standard Forms (SFs) as described in this section.  All applicants must submit an SF-424, Application for Federal Assistance.  For non-construction programs, applicants must also submit an SF-424A, Budget Information and an SF-424B, Assurances.  For construction programs, applicants must also submit SF-424C, Budget Information and SF-424D, Assurances.  For research programs that involve human subjects, the Protection of Human Subjects Assurance Identification/IRB Certification/Declaration of Exemption form must be submitted.  All forms may be reproduced for use in submitting applications. Applicants must sign and return the standard forms with their application.

Applicants must furnish, prior to award, an executed copy of the Certification Regarding Lobbying.   Applicants must sign and return the certification with their application.  The Certification Regarding Lobbying may be found at: http://www.acf.hhs.gov/grants/grants_resources.html.   (If any funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this commitment providing for the United States to insure or guarantee a loan, the applicant shall complete and submit Standard Form (SF)-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions.)

Applicants must also understand that they will be held accountable for the smoking prohibition included within Public Law (P.L.) 103-227, Title XII Environmental Tobacco Smoke (also known as the Pro Children Act of 1994).  A copy of the Federal Register notice that implements the smoking prohibition is included with this form.  By signing and submitting the application, applicants are providing the necessary certification and are not required to return it.

Applicants must make the appropriate certification of their compliance with all Federal statutes relating to nondiscrimination.  By signing and submitting the application, applicants are providing the necessary certification and are not required to return it.  Complete the standard forms and the associated certifications and assurances based on the instructions on the forms.  The forms and certifications may be found at: http://www.acf.hhs.gov/grants/grants_resources.html.

Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html.

Please see Section V.1 for instructions on preparing the full project description.

Please reference Section IV.3 for details about acknowledgement of received applications.

Electronic Submission

Applicants to ACF may submit their applications in either electronic or paper format. To submit an application electronically, please use the http://www.Grants.gov site.

When using www.Grants.gov, applicants will be able to download a copy of the application package, complete it off-line, and then upload and submit the application via the www.Grants.gov site.  ACF will not accept grant applications via facsimile or email.

Acceptable electronic formats for the application attachments (narratives, charts, etc.) must use the following standard technologies, i.e., Microsoft (Word and Excel), Word Perfect, Adobe PDF, Jpeg, and Gif.

IMPORTANT NOTE:  Before submitting an electronic application, applicants must complete the organization registration process as well as obtain and register "electronic signature credentials" for the Authorized Organization Representative (AOR). Since this process may take more than five business days, it is important to start this process early, well in advance of the application deadline. Be sure to complete all www.Grants.gov registration processes listed on the Organization Registration Checklist, which can be found at http://www.acf.hhs.gov/grants/registration_checklist.html.

Please note the following if planning to submit an application electronically via www.Grants.gov:

  • Electronic submission is voluntary, but strongly encouraged.
  • Applicants may access the electronic application for this program at http://www.Grants.gov. There applicants can search for the downloadable application package by utilizing the www.Grants.gov FIND function.
  • It is strongly recommended that applicants do not wait until the application deadline date to begin the application process through www.Grants.gov.  Applicants are encouraged to submit their applications well before the closing date and time so that if difficulties are encountered there will still be sufficient time to submit a hard copy via express mail.  It is to an applicant's advantage to submit 24 hours ahead of the closing date and time in order to address any difficulties that may be encountered.
  • To use www.Grants.gov, you, the applicant must have a D-U-N-S number and register in the Central Contractor Registry (CCR).  Applicants should allow a minimum of five days to complete the CCR registration.  REMINDER:   CCR registration expires each year and thus must be updated annually. Applicants cannot upload an application to www.Grants.gov without having a current CCR registration AND electronic signature credentials for the AOR.
  • The electronic application is submitted by the AOR.  To submit electronically, the AOR must obtain and register electronic signature credentials approved by the organization's E-Business Point of Contact who maintains the organization's CCR registration.
  • Applicants may submit all documents electronically, including all information typically included on the SF-424 and all necessary assurances and certifications.
  • Though applying electronically, the application must still comply with any page limitation requirements described in this program announcement.
  • After the application is submitted electronically, the applicant will receive an automatic acknowledgement from www.Grants.gov that contains a www.Grants.gov tracking number.  ACF will retrieve the electronically submitted application from www.Grants.gov.
  • ACF may request that the applicant provide original signatures on forms at a later date.
  • Applicants will not receive additional point value for submitting a grant application in electronic format, nor will ACF penalize an applicant if they submit an application in hard copy.
  • If any difficulties are encountered in using www.Grants.gov, please contact the Grants.gov Contact Center at: 1-800-518-4726, or by email at support@grants.gov to report the problem and obtain assistance.
  • Checklists and registration brochures are maintained to assist applicants in the registration process and may be found at: http://www.grants.gov/applicants/get_registered.jsp.
  • When submitting electronically via www.Grants.gov, applicants must comply with all due dates AND times referenced in Section IV.3. Submission Dates and Times.
  • For applicants that must demonstrate proof of non-profit status before the award date, ACF strongly suggests that proof of non-profit status be attached to the electronic application. Proof of non-profit status and any other required documentation may be scanned and attached as an "Other Attachment." Acceptable types of proof of non-profit status are stated earlier in this section.
  • The Grants.gov website complies with Section 508 of the Rehabilitation Act of 1973. Grants.gov webpages are designed to work with assistive technologies such as screen readers. If an applicant uses assistive technology and is unable to access any material on the site, email the www.Grants.gov contact center at support@grants.gov for assistance.

Hard Copy Submission

Applicants that are submitting their application in paper format should submit one original and two copies of the complete application.  The original and each of the two copies must include all required forms, certifications, assurances, and appendices, be signed by an authorized representative, and be unbound. The original copy of the application must have original signature(s).

Non-Federal Reviewers

Since ACF will be using non-Federal reviewers in the review process, applicants have the option of omitting from the application copies (not the original) specific salary rates or amounts for individuals specified in the application budget as well as Social Security Numbers, if otherwise required for individuals.  The copies may include summary salary information.

If applicants are submitting their application electronically, ACF will omit the same specific salary rate information from copies made for use during the review and selection process.

3. Submission Dates and Times:

Due Date For Letter of Intent: 07/23/2007

Due Date for Applications: 08/20/2007

Explanation of Due Dates

The due date for receipt of applications is referenced above.  Applications received after 4:30 p.m., eastern time, on the due date will be classified as late and will not be considered in the current competition.

Applicants are responsible for ensuring that applications are mailed or hand-delivered or submitted electronically well in advance of the application due date and time.

Mail

Applications that are submitted by mail must be received no later than 4:30 p.m., eastern time, on the due date referenced above at the address listed in Section IV.6.

Hand Delivery

Applications hand carried by applicants, applicant couriers, other representatives of the applicant, or by overnight/express mail couriers must be received on or before the due date referenced above, between the hours of 8:00 a.m. and 4:30 p.m., eastern time, at the address referenced in Section IV.6., between Monday and Friday (excluding Federal holidays).

Electronic Submission

Applications submitted electronically via Grants.gov must be submitted no later than 4:30 p.m., eastern time, on the due date referenced above.

ACF cannot accommodate transmission of applications by facsimile or email.

Late Applications

Applications that do not meet the requirements above are considered late applications.  ACF shall notify each late applicant that its application will not be considered in the current competition.

ANY APPLICATION RECEIVED AFTER 4:30 P.M., EASTERN TIME, ON THE DUE DATE WILL NOT BE CONSIDERED FOR COMPETITION.

Extension of Deadlines

ACF may extend application deadlines when circumstances such as acts of God (floods, hurricanes, etc.) occur; when there are widespread disruptions of mail service; or in other rare cases.  A determination to extend or waive deadline requirements rests with the Chief Grants Management Officer.

Receipt acknowledgement for application packages will be provided to applicants who submit their package via mail, courier services, or by hand delivery.   Applicants will receive an electronic acknowledgement for applications that are submitted via http://www.Grants.gov.

Checklist

You may use the checklist below as a guide when preparing your application package.

What to SubmitRequired ContentRequired Form or FormatWhen to Submit

-

-

-

-

SF-424

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By application due date.

SF-424A

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By application due date.

SF-424B

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By application due date.

Table of Contents

See Section V

Found in Section V

By application due date.

Project Summary/Abstract

See Sections IV.2 and V

Found in Sections IV.2 and V

By application due date.

Project Description

See Sections IV.2 and V

Found in Sections IV.2 and V

By application due date.

Budget and Budget Justification

See Sections IV.2 and V

Found in Sections IV.2 and V

By application due date.

Proof of Non-Profit Status

See Sections IV.2 and V

Found in Sections IV.2 and V

By date of award.

Head Start/Tribal Government Participation Agreements

See Section I

-

By application due date.

Proof of Accreditation Status

See Section IV.2

-

By application due date.

Letters of Support

See Section V

-

By application due date.

Certification Regarding Lobbying

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By date of award.

Certification Regarding Environmental Tobacco Smoke

See Section IV.2

See http://www.acf.hhs.gov/grants/grants_resources.html

By date of award.

Additional Forms

Private, non-profit organizations are encouraged to submit with their applications the survey titled "Survey on Ensuring Equal Opportunity for Applicants" found under the "Survey" heading at: http://www.acf.hhs.gov/grants/grants_resources.html.

What to SubmitRequired ContentRequired Form or FormatWhen to Submit

Survey on Ensuring Equal Opportunity for Applicants

See form.

See http://www.acf.hhs.gov/grants/grants_resources.html

By application due date.


4. Intergovernmental Review of Federal Programs:

State Single Point of Contact (SPOC)

This program is covered under Executive Order (Exec. Order) 12372, "Intergovernmental Review of Federal Programs," and 45 CFR Part 100, "Intergovernmental Review of Department of Health and Human Services Programs and Activities."   Under the Exec. Order, States may design their own processes for reviewing and commenting on proposed Federal assistance under covered programs.

As of August 1, 2006, the following jurisdictions have elected to participate in the Exec. Order process: Arkansas, California, Delaware, District of Columbia, Florida, Georgia, Illinois, Iowa, Kentucky, Maine, Maryland, Michigan, Mississippi, Missouri, Nevada, New Hampshire, New York, North Dakota, Rhode Island, South Carolina, Texas, Utah, West Virginia, Wisconsin, American Samoa, Guam, Northern Mariana Islands, Puerto Rico, and U.S. Virgin Islands.  As these jurisdictions have elected to participate in the Executive Order process, they have established SPOCs.   Applicants from participating jurisdictions should contact their SPOC, as soon as possible, to alert them of prospective applications and receive instructions.  Applicants must submit all required materials, if any, to the SPOC and indicate the date of this submittal (or the date of contact if no submittal is required) on the Standard Form 424, item 16a.

Under 45 CFR 100.8(a)(2), a SPOC has 60 days from the application deadline to comment on proposed new or competing continuation awards.  SPOCs are encouraged to eliminate the submission of routine endorsements as official recommendations.  Additionally, SPOCs are requested to clearly differentiate between mere advisory comments and those official State process recommendations, which may trigger the "accommodate or explain" rule.

Comments submitted directly to ACF should be addressed to the U.S. Department of Health and Human Services, Administration for Children and Families, Office of Grants Management, Division of Discretionary Grants, 370 L'Enfant Promenade SW., 6th Floor, Washington, DC 20447.

Although the remaining jurisdictions have chosen not to participate in this process, entities that meet the eligibility requirements of the Program Announcement are still eligible to apply for a grant even if a State, Territory, or Commonwealth, etc., does not have a SPOC.  Therefore, applicants from these jurisdictions, or for projects administered by Federally-recognized Indian Tribes, need take no action in regard to Exec. Order 12372.

The official list, including addresses, of the jurisdictions that have elected to participate in Exec. Order 12372 can be found on the following URL: http://www.whitehouse.gov/omb/grants/spoc.html.

5. Funding Restrictions:

Fundraising is not an allowable cost under this program.

Grant awards will not allow reimbursement of pre-award costs.

Construction and purchase of real property are not allowable activities or expenditures under this grant award.

6. Other Submission Requirements:

Please see Sections IV.2 and IV.3 for deadline information and other application requirements.

Submit applications to one of the following addresses:

Submission by Mail

Office of Head Start
c/o ACYF Operations Center
Tribally Controlled Land Grant Colleges and Universities
118 Q Street, NE.
Washington, DC 20002

Hand Delivery

Office of Head Start
c/o ACYF Operations Center
Tribally Controlled Land Grant Colleges and Universities
118 Q Street, NE.
Washington, DC 20002

Electronic Submission

Please see Section IV.2 for guidelines and requirements when submitting applications electronically via http://www.Grants.gov.




V. APPLICATION REVIEW INFORMATION

The Paperwork Reduction Act of 1995 (P.L. 104-13)

Public reporting burden for this collection of information is estimated to average 40 hours per response, including the time for reviewing instructions, gathering and maintaining the data needed and reviewing the collection information.

The project description is approved under OMB control number 0970-0139, which expires 4/30/2007.

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.  (This information collection is currently under OMB review for extension of the expiration date.  According to OMB policy, the approval will not expire while the collection is under its review.).

1. Criteria:

Part I   THE PROJECT DESCRIPTION OVERVIEW

PURPOSE

The project description provides the majority of information by which an application is evaluated and ranked in competition with other applications for available assistance. The project description should be concise and complete.   It should address the activity for which Federal funds are being requested.  Supporting documents should be included where they can present information clearly and succinctly.  In preparing the project description, information that is responsive to each of the requested evaluation criteria must be provided.  Awarding offices use this and other information in making their funding recommendations.  It is important, therefore, that this information be included in the application in a manner that is clear and complete.

GENERAL EXPECTATIONS AND INSTRUCTIONS

ACF is particularly interested in specific project descriptions that focus on outcomes and convey strategies for achieving intended performance. Project descriptions are evaluated on the basis of substance and measurable outcomes, not length. Extensive exhibits are not required. Cross-referencing should be used rather than repetition. Supporting information concerning activities that will not be directly funded by the grant or information that does not directly pertain to an integral part of the grant-funded activity should be placed in an appendix.

Pages should be numbered and a table of contents should be included for easy reference.

Part II   GENERAL INSTRUCTIONS FOR PREPARING A FULL PROJECT DESCRIPTION

INTRODUCTION

Applicants that are required to submit a full project description shall prepare the project description statement in accordance with the following instructions while being aware of the specified evaluation criteria.  The text options give a broad overview of what the project description should include while the evaluation criteria identify the measures that will be used to evaluate applications.

PROJECT SUMMARY/ABSTRACT

Provide a summary of the project description (one page or less) with reference to the funding request.

OBJECTIVES AND NEED FOR ASSISTANCE

Clearly identify the physical, economic, social, financial, institutional, and/or other problem(s) requiring a solution. The need for assistance must be demonstrated and the principal and subordinate objectives of the project must be clearly stated; supporting documentation, such as letters of support and testimonials from concerned interests other than the applicant, may be included. Any relevant data based on planning studies should be included or referred to in the endnotes/footnotes. Incorporate demographic data and participant/beneficiary information, as needed. In developing the project description, the applicant may volunteer or be requested to provide information on the total range of projects currently being conducted and supported (or to be initiated), some of which may be outside the scope of the program announcement.

RESULTS OR BENEFITS EXPECTED

Identify the results and benefits to be derived. For example,

Specifically describe how the strategies and methods proposed by the college or university will increase the number of qualified Head Start/Early Head Start teaching staff with associate or baccalaureate degrees in age-specific, early childhood education. Specify the anticipated number of teachers in a cohort, the number of cohorts, and the total number of Head Start/Early Head Start teachers to earn age-specific early childhood degrees over the five years of the project.

APPROACH

Outline a plan of action that describes the scope and detail of how the proposed work will be accomplished. Account for all functions or activities identified in the application. Cite factors that might accelerate or decelerate the work and state your reason for taking the proposed approach rather than others. Describe any unusual features of the project such as design or technological innovations, reductions in cost or time, or extraordinary social and community involvement.

Provide quantitative monthly or quarterly projections of the accomplishments to be achieved for each function or activity in such terms as the number of people to be served and the number of activities accomplished.

Describe how a cohort of Head Start teachers will be recruited and retained through completion of a degree program in early childhood education (or a related field such as child development). Account for all functions or activities identified in the application. Cite factors that might accelerate or decelerate the work and state the reason for taking the proposed approach rather than others. Describe any unusual features of the project such as design or technological innovations, reductions in cost or time, or extraordinary social and community involvement.

Outline a recruitment plan that identifies the number of Head Start/Early Head Start teaching staff to be recruited and supported to associate or baccalaureate degree completion in age-specific early childhood education each semester and the total number to be graduated by the completion of the grant. Please indicate if only one, or more than one, cohort will be supported through these funds. In the event that total actual enrollment is below 80 percent of the number identified in recruitment plan, the applicant should also provide a plan for recruiting, enrolling, and supporting up to 20 percent of Head Start staff who are not teaching staff but currently work in another capacity directly with children and who may intend to pursue Head Start/Early Head Start teaching positions upon graduation. A signed letter must be included from any non-Head Start teaching staff who work directly with children. The letter should describe their interest in the degree program and their intent to teach or to continue to work directly with children in Head Start/Early Head Start classrooms or home-based programs.

When accomplishments cannot be quantified by activity or function, list them in chronological order to show the schedule of accomplishments and their target dates.

If any data is to be collected, maintained, and/or disseminated, clearance may be required from the OMB.  This clearance pertains to any "collection of information that is conducted or sponsored by ACF."

Provide a list of organizations, cooperating entities, consultants, or other key individuals who will work on the project along with a short description of the nature of their effort or contribution.

GEOGRAPHIC LOCATION

Describe the precise location of the project and boundaries of the area to be served by the proposed project. Maps or other graphic aids may be attached.

ADDITIONAL INFORMATION

The following are requests for additional information that must be included in the application:

STAFF AND POSITION DATA
Provide a biographical sketch and job description for each key person appointed. Job descriptions for each vacant key position should be included as well. As new key staff is appointed, biographical sketches will also be required.
ORGANIZATIONAL PROFILES

Provide information on the applicant organization(s) and cooperating partners, such as: organizational charts; financial statements; audit reports or statements from Certified Public Accountants/Licensed Public Accountants; Employer Identification Number(s); contact persons and telephone numbers; names of bond carriers; child care licenses and other documentation of professional accreditation; information on compliance with Federal/State/local government standards; documentation of experience in the program area; and, other pertinent information.

If the applicant is a non-profit organization, it should submit proof of its non-profit status in its application.   The non-profit agency can accomplish this by providing any one of the following: a) a reference to the applicant organization's listing in the IRS's most recent list of tax-exempt organizations described in the IRS Code; b) a copy of a currently valid IRS tax exemption certificate; c) a statement from a State taxing body, State attorney general, or other appropriate State official certifying that the applicant organization has a non-profit status and that none of the net earnings accrues to any private shareholders or individuals; d) a certified copy of the organization's certificate of incorporation or similar document that clearly establishes non-profit status; or e) any of the items immediately above for a State or national parent organization and a statement signed by the parent organization that the applicant organization is a local non-profit affiliate.

LETTERS OF SUPPORT

Provide statements from community, public, and commercial leaders that support the project proposed for funding.   All submissions should be included in the application package or by the application deadline.

BUDGET AND BUDGET JUSTIFICATION

Provide a budget with line-item detail and detailed calculations for each budget object class identified on the Budget Information Form (SF-424A or SF-424C).  Detailed calculations must include estimation methods, quantities, unit costs, and other similar quantitative detail sufficient for the calculation to be duplicated.  If matching is a requirement, include a breakout by the funding sources identified in Block 15 of the SF-424.

Provide a narrative budget justification that describes how the categorical costs are derived.  Discuss the necessity, reasonableness, and allocation of the proposed costs.

GENERAL

Use the following guidelines for preparing the budget and budget justification.  Both Federal and non-Federal resources (when required) shall be detailed and justified in the budget and budget narrative justification.   "Federal resources" refers only to the ACF grant funds for which you are applying.  "Non-Federal resources" are all other non-ACF Federal and non-Federal resources.  It is suggested that budget amounts and computations be presented in a columnar format:  first column, object class categories; second column, Federal budget; next column(s), non-Federal budget(s); and last column, total budget.  The budget justification should be in a narrative form.

PERSONNEL

Description:  Costs of employee salaries and wages.

Justification:  Identify the project director or principal investigator, if known at the time of application.   For each staff person, provide:  the title; time commitment to the project in months; time commitment to the project as a percentage or full-time equivalent; annual salary; grant salary; wage rates; etc.  Do not include the costs of consultants, personnel costs of delegate agencies, or of specific project(s) and/or businesses to be financed by the applicant.

FRINGE BENEFITS

Description: Costs of employee fringe benefits unless treated as part of an approved indirect cost rate.

Justification: Provide a breakdown of the amounts and percentages that comprise fringe benefit costs such as health insurance, FICA, retirement insurance, taxes, etc.

TRAVEL

Description: Costs of project-related travel by employees of the applicant organization.  (This item does not include costs of consultant travel).

Justification:  For each trip show:  the total number of traveler(s); travel destination; duration of trip; per diem; mileage allowances, if privately owned vehicles will be used; and other transportation costs and subsistence allowances.  Travel costs for key staff to attend ACF-sponsored workshops should be detailed in the budget.

EQUIPMENT

Description:  "Equipment" means an article of nonexpendable, tangible personal property having a useful life of more than one year and an acquisition cost that equals or exceeds the lesser of:  (a) the capitalization level established by the organization for the financial statement purposes, or (b) $5,000.  (Note:   Acquisition cost means the net invoice unit price of an item of equipment, including the cost of any modifications, attachments, accessories, or auxiliary apparatus necessary to make it usable for the purpose for which it is acquired.   Ancillary charges, such as taxes, duty, protective in-transit insurance, freight, and installation, shall be included in or excluded from acquisition cost in accordance with the organization's regular written accounting practices.)

Justification:  For each type of equipment requested provide:  a description of the equipment; the cost per unit; the number of units; the total cost; and a plan for use on the project; as well as use and/or disposal of the equipment after the project ends.  An applicant organization that uses its own definition for equipment should provide a copy of its policy, or section of its policy, that includes the equipment definition.

SUPPLIES

Description:  Costs of all tangible personal property other than that included under the Equipment category.

Justification:  Specify general categories of supplies and their costs.  Show computations and provide other information that supports the amount requested.

CONTRACTUAL

Description:  Costs of all contracts for services and goods except for those that belong under other categories such as equipment, supplies, construction, etc.  Include third-party evaluation contracts, if applicable, and contracts with secondary recipient organizations, including delegate agencies and specific project(s) and/or businesses to be financed by the applicant.

Justification:  Demonstrate that all procurement transactions will be conducted in a manner to provide, to the maximum extent practical, open and free competition. Recipients and subrecipients, other than States that are required to use 45 CFR Part 92 procedures, must justify any anticipated procurement action that is expected to be awarded without competition and exceeds the simplified acquisition threshold fixed at 41 USC 403(11), currently set at $100,000.

Recipients might be required to make available to ACF pre-award review and procurement documents, such as requests for proposals or invitations for bids, independent cost estimates, etc.

Note:  Whenever the applicant intends to delegate part of the project to another agency, the applicant must provide a detailed budget and budget narrative for each delegate agency, by agency title, along with the required supporting information referred to in these instructions.

OTHER

Enter the total of all other costs.  Such costs, where applicable and appropriate, may include but are not limited to:  insurance; food; medical and dental costs (noncontractual); professional services costs; space and equipment rentals; printing and publication; computer use; training costs, such as tuition and stipends; staff development costs; and administrative costs.

Justification:  Provide computations, a narrative description and a justification for each cost under this category.

INDIRECT CHARGES

Description:  Total amount of indirect costs.  This category should be used only when the applicant currently has an indirect cost rate approved by the Department of Health and Human Services (HHS) or another cognizant Federal agency.

Justification:  An applicant that will charge indirect costs to the grant must enclose a copy of the current rate agreement.  If the applicant organization is in the process of initially developing or renegotiating a rate, upon notification that an award will be made, it should immediately develop a tentative indirect cost rate proposal based on its most recently completed fiscal year, in accordance with the cognizant agency's guidelines for establishing indirect cost rates, and submit it to the cognizant agency.  Applicants awaiting approval of their indirect cost proposals may also request indirect costs.  When an indirect cost rate is requested, those costs included in the indirect cost pool should not be charged as direct costs to the grant.  Also, if the applicant is requesting a rate that is less than what is allowed under the program, the authorized representative of the applicant organization must submit a signed acknowledgement that the applicant is accepting a lower rate than allowed.

PROGRAM INCOME

Description:  The estimated amount of income, if any, expected to be generated from this project.

Justification:  Describe the nature, source and anticipated use of program income in the budget or refer to the pages in the application that contain this information.

NON-FEDERAL RESOURCES

Description:  Amounts of non-Federal resources that will be used to support the project as identified in Block 15 of the SF-424.

Justification:  The firm commitment of these resources must be documented and submitted with the application so that the applicant is given credit in the review process.  A detailed budget must be prepared for each funding source.

TOTAL DIRECT CHARGES, TOTAL INDIRECT CHARGES, TOTAL PROJECT COSTS

EVALUATION CRITERIA:

The corresponding score values indicate the relative importance that ACF places on each evaluation criterion; however, applicants need not develop their applications precisely according to the order presented. Application components may be organized such that a reviewer will be able to follow a seamless and logical flow of information (i.e., from a broad overview of the project to more detailed information about how it will be conducted).

In considering how applicants will carry out the responsibilities addressed under this announcement, competing applications for financial assistance will be reviewed and evaluated against the following criteria:

OBJECTIVES AND NEED FOR ASSISTANCE - 15 points

In determining the need for assistance for the proposed project, the following factors are considered:

  • The objectives for the program reflect the relevant physical, economic, social, financial, institutional or other problems requiring intervention in the Head Start partner organization.  The description must demonstrate an awareness of the special needs of the target population and their need for this program.

  • The objectives are based on an assessment of partner and community needs and the extent to which the applicant can document the need for assistance to increase the number of Head Start/Early Head Start programs that have teaching staff with an associate or baccalaureate degree in early childhood education. 

  • The applicant incorporates demographic data that documents the need for enhancing the education and qualifications of Head Start/Early Head Start teaching staff.

  • The applicant describes the process used to determine the number of teachers who will participate and a process for monitoring the progress of participants.

  • The extent to which there are existing support services for the Head Start teacher participants that will encourage and sustain their reaching the earned degree goal.

APPROACH - 30 points

The approach provides a detailed plan of action for increasing the number of Head Start and/or Early Head Start teachers with an associate or baccalaureate degrees in early childhood with age specific degrees or specializations within degree programs.

  • The extent to which the applicant provides a detailed plan to identify participants and procedures to ensure that the appropriate qualified people have access to this program.

  • The extent to which the applicant describes the efforts made by the applicant and Head Start partners to meet the needs of the applicants, ensure that training and coursework are accessible to teaching staff and that the applicants successfully obtain the early childhood degrees.

  • The extent to which the applicant demonstrates that training and coursework, particularly in early childhood education, will be contextually and culturally relevant to the Head Start and Early Head Start environments and will enhance the effectiveness of teachers, educational program quality, and outcomes for Head Start children and families.

  • The extent to which the applicant describes how CDA training and certification of Head Start and Early Head Start staff, as appropriate, as well as previous coursework and credits will be linked to academic credits and course sequences leading to associate and baccalaureate degrees. 

  • The extent to which the applicant describes the level of supervision, oversight and monitoring of the teachers' participation and progress.

  • The extent to which the applicant states the expected number of participants and the number and types of degrees that Head Start teachers expect to earn (associate and baccalaureate), and the extent to which the applicant includes estimates indicating how many Head Start and Early Head Start teaching staff will be included in this effort.

  • The extent to which the applicant provides a detailed plan for collecting, on a monthly basis, data documenting attendance and progress.

  • The extent to which the applicant demonstrates effective planning and details the specific, initial activities to be completed during the period from time of award to December 31, 2007.

  • The extent to which the applicant provides documentation that assistance will be given to enable Head Start and/or Early Head Start teaching staff to access grants and other financial supports.

  • The degree to which the applicant describes the current, accredited early childhood education and child development courses included in the institution's early childhood program.  Include the titles and brief descriptions of any additional early childhood courses to be developed as a part of this grant. 

  • The extent to which the applicant describes how the course work addresses the particular needs of Head Start and/or Early Head Start low income children; Head Start and Early Head start children with disabilities; and children who are advanced in development.

  • The extent to which the applicant describes how course work will be accessible to enrolled staff, such as, offering classes at the program site/s or providing web-based class options.

  • The extent to which the applicant describes, where relevant, how the course work will be delivered to language minority/Native language Head Start teachers.

  • The extent to which the applicant describes the precise location(s) of the project services and "reach" or impact. Describe the boundaries of the Head Start program area(s) to be served by the proposed project. Maps or other graphic aids may be attached so long as they are included in the total page limit.

  • The extent to which the applicant provides a narrative addressing how the conduct of the project, the progress and the final outcomes of the project will be tracked. In addressing the accumulation of results, the applicant states how the number of teachers who complete degrees will be determined.

  • The extent to which the applicant describes how they will determine the extent to which the project has achieved the stated objectives and the extent to which the accomplishment of objectives can be attributed to the project.

ORGANIZATIONAL PROFILES - 15 points

In reviewing the required staff and position data, the following factors are considered:

  • The overall staffing is reasonable to accomplish the intended outcome(s).

  • The applicant demonstrates the capacity of its organization, key leaders, managers, and project personnel to provide: high quality, relevant, and responsive training to Head Start staff; competent project staff to plan and deliver appropriate course material to Head Start trainees that is culturally relevant; implementation of the higher education grant in an effective and timely manner; and successful partnerships that involve sharing resources, staffing, and facilities.

  • The extent to which the applicant describes existing capacity to track and report the progress of students at any point in time.

  • Applicant describes how key staff are qualified and how they are knowledgeable of Head Start and Early Head Start programs and teachers that are eligible to participate in this program.

RESULTS OR BENEFITS EXPECTED - 10 points

In determining the quality of expected benefits, the following factors are considered:

  • The extent to which the applicant describes how it will increase the number of Head Start or Early Head Start teaching staff with associate or baccalaureate degrees in age-specific early childhood education.

  • The extent to which goals, objectives and outcomes to be achieved by the proposed project are clearly specified and measurable.

  • The extent to which the methods of evaluation are described in order to provide performance feedback and permit periodic assessment of progress toward achieving intended outcomes.

  • The extent to which the applicant describes the anticipated number of degrees to be earned as a result of the project.

GEOGRAPHIC LOCATION - 5 points

The following factors are considered:

  • The extent to which the applicant describes the precise location of the project and area to be served, including the location of the Head Start and/or Early Head Start grantee/s included as applicant partners.

BUDGET AND BUDGET JUSTIFICATION - 25 points

In determining the soundness of the budget and budget justification, the following factors are considered:

  • The applicant describes how the proposed costs are reasonable and appropriate to support the goal of increasing the number of teaching staff in the partnering Head Start or Early Head Start programs with associate or baccalaureate degrees in early childhood education. Discussion should refer to the budget information presented on SF-424 and SF- 424A and the applicant's budget justification.

  • The extent to which the applicant identifies and explains the relationship of the budgetary items listed under "General Budget Information," in this section, to the objective of this announcement.

  • The extent to which the applicant describes a thorough line-item budget for the costs associated with key project staff attending up to two ACF-sponsored conferences in Washington, D.C.

  • The extent to which the applicant details how the funds that will be used during the first stage of grant implementation that is for the period from the time of award to December 31, 2007.

  • The extent to which the applicant describes how the use of funds strengthens partnerships with Head Start and/or Early Head Start programs and describes how specific teacher supports that the college/university and the Head Start programs will provide to the students to facilitate their attendance at the college/university and their success in achieving their degrees. 

  • The degree to which the applicant describes teachers supports such as study groups, tutoring, basic skills courses such as reading, writing, math, or other assistance to help ensure the success of Head Start teachers with course work, lab fees, books, transportation, or child care. Finalize the staffing of appropriate personnel to ensure that adequate supports are in place to provide Head Start and/or /Early Head Start teaching staff with the necessary resources to facilitate their academic success. 

  • The extent to which the applicant identifies fiscal controls and accounting procedures that will be used to ensure the prudent use, proper disbursement, and accurate accounting of Federal funds received, as well as the accounting of cash.

  • The extent to which the applicant describes the "other" resources that will support the students enrolled in the degree programs and what role these supports play in striving for the goal of degree completion.

  • No cost sharing or matching is required. Applicants who propose cost sharing or matching reflect these figures in the standard budget forms and include a description of these resources in the appendix.

2. Review and Selection Process:

No grant award will be made under this announcement on the basis of an incomplete application.

Each application will be screened to determine whether it was received by the closing date and time (Section IV.3.) and whether the requested amount exceeds the ceiling or upper range value, whichever is appropriate (Section II.)

Responsive applications received by the due date will be reviewed and scored competitively. Experts in the field, generally persons from outside the Federal Government, will use the evaluation criteria listed in Section V of this announcement, as well as the eligibility criteria specified in Section III to review and score the applications. The results of this review will be a primary factor in making funding decisions. Application review panels will assign a score to each application and identify its strengths and weaknesses.

OHS will conduct an administrative review of the applications and results of the competitive review panels and make recommendations for funding. The Director of the Office of Head Start will make the final selections of the applications to be funded.

An application may be funded in whole or in part depending on: (1) the ranked order of applicants resulting from the competitive review; (2) staff review and consultations; (3) the combination of projects that best meets the objectives of the OHS; (4) the funds available; and (5) other relevant considerations. The Director of the Office of Head Start may also elect not to fund any applicants with known management, fiscal, reporting, program, or other problems that make it unlikely they would be able to provide effective services.

Please reference Section IV.2 for information on non-Federal reviewers in the review process.

Approved but Unfunded Applications

Applications that are approved but unfunded may be held over for funding in the next funding cycle, pending the availability of funds, for a period not to exceed one year.

3. Anticipated Announcement and Award Dates:

The anticipated start date for the new awards is September 30, 2007.  Projects may run through September 29, 2012 for a period of up to 60 months.




VI. AWARD ADMINISTRATION INFORMATION

1. Award Notices:

The successful applicants will be notified through the issuance of a Financial Assistance Award document, which sets forth the amount of funds granted, the terms and conditions of the grant, the effective date of the grant, the budget period for which initial support will be given, the non-Federal share to be provided (if applicable), and the total project period for which support is contemplated. The Financial Assistance Award will be signed by the Grants Officer and transmitted via postal mail.

Following the finalization of funding decisions, organizations whose applications will not be funded will be notified by letter, signed by the Program Office head.

2. Administrative and National Policy Requirements:

Grantees are subject to the requirements in 45 CFR Part 74 (non-governmental) or 45 CFR Part 92 (governmental).

Direct Federal grants, sub-award funds, or contracts under this ACF program shall not be used to support inherently religious activities such as religious instruction, worship, or proselytization. Therefore, organizations must take steps to separate, in time or location, their inherently religious activities from the services funded under this program.  Regulations pertaining to the Equal Treatment for Faith-Based Organizations, which includes the prohibition against Federal funding of inherently religious activities, can be found at the HHS web site at: http://www.hhs.gov/fbci/waisgate21.pdf.

A faith-based organization receiving HHS funds retains its independence from Federal, State, and local governments, and may continue to carry out its mission, including the definition, practice, and expression of its religious beliefs. For example, a faith-based organization may use space in its facilities to provide secular programs or services funded with Federal funds without removing religious art, icons, scriptures, or other religious symbols. In addition, a faith-based organization that receives Federal funds retains its authority over its internal governance, and it may retain religious terms in its organization's name, select its board members on a religious basis, and include religious references in its organization's mission statements and other governing documents in accordance with all program requirements, statutes, and other applicable requirements governing the conduct of HHS funded activities.

Faith-based and community organizations may reference the "Guidance to Faith-Based and Community Organizations on Partnering with the Federal Government" at: http://www.whitehouse.gov/government/fbci/guidance/index.html.

HHS Grants Policy Statement

The HHS Grants Policy Statement (GPS) is the Department of Health and Human Services new single policy guide for discretionary grants and cooperative agreements. Unlike previous HHS policy documents, the GPS is intended to be shared with and used by grantees. It became effective October 1, 2006 and is applicable to all Operating Divisions (OPDIVS), such as the Administration for Children and Families (ACF), except the National Institutes of Health (NIH). The GPS covers basic grants processes, standard terms and conditions and points of contact as well as important OPDIV-specific requirements. Appendices include a glossary of terms and a list of standard abbreviations for ease of reference. The GPS may be accessed at http://www.acf.hhs.gov/grants/grants_resources.html.

3. Reporting Requirements:

Grantees will be required to submit program progress and financial reports (SF-269 found at: http://www.acf.hhs.gov/grants/grants_resources.html) throughout the project period. Program progress and financial reports are due 30 days after the reporting period. Final programmatic and financial reports are due 90 days after the close of the project period.

Final reports may be submitted in hard copy to the Grants Management Office Contact listed in Section VII of this announcement.

Program Progress Reports: Quarterly

Financial Reports: Semi-Annually

Program Progress Reports: Quarterly

All grantees are required to submit quarterly program progress reports. Each institution will report at the end of each academic recording period, semester, or academic quarter, to document the number of courses completed by each student, attrition and retention rates, and graduates.

Financial Reports: Semi-Annually

Grantees are also required to submit semi-annual expenditure reports using the required financial standard form (SF-269), which can be found at the following URL: http://www.acf.hhs.gov/programs/ofs/forms.htm.

A suggested format for the program report will be sent to all grantees after the awards are made.






VII. AGENCY CONTACTS

Program Office Contact:

Amanda Bryans
U.S. Department of Health and Human Services
Administration for Children and Families
Office of Head Start
1250 Maryland Avenue, SW, - Suite 800
Washington, DC 20024
Phone:  202-205-9380
Email: amanda.bryans@acf.hhs.gov

Grants Management Office Contact:

Tim Chappelle, Grants Officer
Division of Discretionary Grants
U.S. Department of Health and Human Services
Administration for Children and Families
370 L'Enfant Promenade, SW,
6th Floor, East
Washington, DC 20447
Phone:  202-401-5513
Email: acfogme-grants@acf.hhs.gov




VIII. OTHER INFORMATION

Additional information about this program and its purpose can be located on the following web sites:

http://eclkc.ohs.acf.hhs.gov/hslc

www.headstartinfo.org

www.hsnrc.org







Date:  05/29/2007Channell Wilkins
Director
Office of Head Start



EXPIRED