OMB Approval No. 0980-0141
U.S. DEPARTMENT OF HEALTH AND HUMAN
SERVICES
ADMINISTRATION FOR CHILDREN AND FAMILIES
ADMINISTRATION ON CHILDREN, YOUTH AND FAMILIES
CHILDREN'S BUREAU
1998
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Title IV-E
State Plan - State of _____________________________
Federal Statutory/Regulatory References
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Section
2
State Citations for Each
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45 CFR 1356. 21(d)(2)
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- be developed within a reasonable period, but no later than 60
days from the time the State Agency assumes responsibility for
providing services, including placing the child; and 45 CFR 1356.
21(d)(4)
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- after October 1, 1983, include a description of the services
offered and the services provided to prevent removal of the child
from the home and to reunify the family; and
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475(1)(A)
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- include a description of the type of home or institution in
which the child is placed; and
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include a discussion of the safety and appropriateness of
the placement and how the responsible agency plans to carry out the
judicial determination made with respect to the child in accordance
with 472(a)(1) of the Act; and
Currently in place:_______
Will be met by:__________
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| 475(1)(B) |
- include a plan for assuring that the child receives safe
and proper care and services are provided to the parent(s) in
order to improve the conditions in the parent's (parents') home to
facilitate the child's return to his own safe home or the
permanent placement of the child; and
Currently in place:_______
Will be met by:__________
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- include a plan for assuring that services are provided to the
child and foster parents in order to address the needs of the child
while in foster care; and
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| 475(1)(B) |
- include a discussion of the appropriateness of the services
that have been provided to the child under the plan; and
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| 475(1)(D) |
- where appropriate, for a child 16 or over, include a written
description of the programs and services which will help such child
prepare for the transition from foster care to independent living;
and
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| 475(1)(E) |
- in the case of a child with respect to whom the permanency plan
is adoption or placement in another permanent home, documentation
of the steps the agency is taking to find an adoptive family or
other permanent living arrangement for the child, to place the
child with an adoptive family, a fit and willing relative, a legal
guardian, or in another planned permanent living arrangement, and
to finalize the adoption or legal guardianship. At a minimum, such
documentation shall include child specific recruitment efforts such
as the use of State, regional, and national adoption exchanges
including electronic exchange systems; and
Currently in place:_______
Will be met by:__________
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475(5)(A) 45 CFR 1356.21 (d)(3)
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- be designed to achieve placement in a safe setting that
is the least restrictive (most family-like) and most appropriate
setting available and in close proximity to the parent's (parents')
home consistent with the best interest and special needs of the
child,
Currently in place:_______
Will be met by:__________
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| 475(5)(A) (i) |
- if the child has been placed in a foster family home or
child-care institution a substantial distance from the home of the
parent(s), or in a different State, sets forth the reasons why such
a placement is in the best interests of the child; and
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| 475(5)(A) (ii) |
- if the child has been placed in foster care in a State outside
the State in which the child's parent(s) are located, assure that
an agency caseworker, of either State, visit the foster home or
institution no less frequently than every 12 months and submit a
report on the visit to the State agency of the State where the home
of the child's parent(s) is located; and
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| 475(5)(C) |
- assure that the permanency hearings determine whether an
out-of-State placement continues to be appropriate and in the best
interests of the child; and
Currently in place:_______
Will be met by:__________
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| 475(1)(C) |
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to the extent available and accessible, incorporate the health
and education records of the child, including:
- the names and addresses of the child's health and educational
providers;
- the child's grade level performance;
- the child's school record;
- assurances that the child's placement in foster care takes into
account the proximity to the school in which the child is enrolled
at the time of placement;
- a record of the child's immunizations;
- the child's known medical problems;
- the child's medications; and
- any other relevant health and education information concerning
the child determined to be appropriate by the State agency.
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- Case Review
The State Agency has a case review system which meets the
requirements of 475(5) of the Act and assures that
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| 475(5)(B) |
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a review of each child's status will be made no less frequently
than once every six months either by a court or by administrative
review to:
- determine the safety of the child, the continuing need for and
appropriateness of the placement,
- determine the extent of compliance with the case plan,
- determine the extent of progress made toward alleviating or
mitigating the causes necessitating the placement, and
- project a likely date by which the child may be returned and
safely maintained at home or placed for adoption or legal
guardianship.
Currently in place:_______
Will be met by:__________
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| 475(6) |
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If an administrative review is conducted, the following
requirements specified in 475(6) of the Act will be met:
- the review will be open to the participation of the parents of
the child, and
- the review will be conducted by a panel of appropriate persons,
at least one of whom is not responsible for the case management of,
or delivery of services to either the child or the parents who are
the subject of the review.
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| 475(5)(C) |
- A permanency hearing must be held for all children under the
responsibility for placement and care of the title IV-E/IV-B State
agency, including children for whom the State claims Federal
reimbursement for the costs of voluntary foster care maintenance
payments. To meet this requirement, the permanency hearing
must take place within 12 months of the date the child is
considered to have entered foster care (as defined within the
meaning of 475(5)(F)and not less frequently than every 12
months thereafter during the continuation of foster care. The only
exceptions to this requirement are:
- for those children who are placed in a court sanctioned
permanent foster home with a specific caregiver; and;
- for those children who are free for adoption and are placed in
adoptive homes pending the finalization of the adoption.
For the purposes of this requirement, a permanency hearing
shall determine the permanency plan for the child that includes
whether, and if applicable when, the child will be returned to the
parent, placed for adoption and the State will file a petition for
termination of parental rights, or referred to legal guardianship,
or (in cases wh ere the State agency has documented to the State
court a compelling reasons for determining that it would not be in
the best interest of the child to return home, be referred for
termination of parental rights, or be placed for adoption, with a
fit and willing relative, or with a legal guardian) placed in
another planned permanent living arrangement.
Currently in place:_______
Will be met by:__________
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| 475(5)(D) |
- A child's health and education record must be reviewed and
updated, and supplied to the foster parent or foster care provider
with whom the child is placed, at the time of each placement of the
child in foster care.
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| 475(5)(G) |
- The foster parents (if any) of a child and any preadoptive
parent or relative providing care for the child are provided with
notice of, and an opportunity to be heard in, any review or hearing
to be held with respect to the child, except that this shall not be
construed to require that any foster parent, preadoptive parent, or
relative providing care for the child be made a party to such a rev
iew or hearing solely on the basis of such notice and opportunity
to be heard.
Currently in place:_______
Will be met by:__________
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- MEDICAL AND SOCIAL SERVICES
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| 472(h) 473(b)(1) (B)(2) |
For purposes of titles XIX and XX, any
child with respect to whom foster care maintenance payments are
made under this section shall be deemed to be a dependent child as
defined in 406 of the Act and shall be deemed to be a recipient of
aid to families with dependent children under Part A of this title.
Titles XIX and XX services shall be availab le to such child in the
State in which the child resides. |
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- SPECIFIC GOALS IN STATE LAW
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| 471(a) (14)(A) |
- The State agency will formulate for each fiscal year,
commencing with the fiscal year which begins October 1, 1983, a
specific goal as to the maximum number of children (in absolute
numbers or as a percentage of all children in foster care receiving
assistance under a State title IV-E program) who at any given time
during the fiscal year will have been in foster care for over 24
months.
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| 471(a)(14) (B) |
- The State Agency will describe the steps which will be taken to
achieve the specific goal established.
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| 471(a)(14) |
- The specific goal for the first fiscal year will be established
by the State in law on or before October 1, 1982.
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- PREVENTIVE AND REUNIFICATION SERVICES
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| 471(a)(15) (A)& (B) |
When making reasonable efforts, the
child's health and safety shall be the paramount concern.
Reasonable efforts shall be made to preserve and reunify families,
to prevent or eliminate the need for removing the child from the
child's home, and to make it possible for the child to safely
return to the child's home.
Currently in place:_______
Will be met by:__________ |
| 471(a)(15) (C) |
If continuation of reasonable efforts
as described in section 471(a)(15)(B) of the Act is determined to
be inconsistent with the permanency plan for the child, reasonable
efforts shall be made to place the child in a timely manner in
accordance with the permanency plan, and to complete whatever steps
are necessary to finalize the permanent placement of the
child;
Currently in place:_______
Will be met by:__________ |
| 471(a)(15) (D) |
Reasonable efforts as described at section 471(a)(15)(B) shall
not be required to be made with respect to a parent of a child if a
court of competent jurisdiction has determined that--
- the parent has subjected the child to aggravated circumstances
(as defined in State law, which definition may include but need not
be limited to abandonment, torture, chronic abuse, or sexual abuse;
and
- the parent has--
- committed murder (which would have been an offense under
section 1111(a) of title 18, United States Code, if the offense had
occurred in the special maritime or territorial jurisdiction of the
United States) of another child of the parent;
- committed voluntary manslaughter (which would have been an
offense under section 1112)(a) of title 18, United States Code, if
the offense had occurred in the special maritime or territorial
jurisdiction of the United States) of another child of the
parent;
- aided or abetted, attempted, conspired, or solicited to commit
such a murder or such a voluntary manslaughter; or
- committed a felony assault that results in serious bodily
injury to the child or another child of the parent; or
- the parental rights of the parent to a sibling have been
terminated involuntarily;
Currently in place:_______
Will be met by:__________
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| 471(a)(15) (E) |
if reasonable efforts of the type
described in section 471(a)(15)(B) are not made with respect to a
child as a result of a determination made by a court of competent
jurisdiction in accordance with paragraph (D)--
- a permanency hearing (as described in section 475(5)(C)) shall
be held for the child within 30 days after the determination;
and
- reasonable efforts shall be made to place the child in a timely
manner in accordance with the permanency plan, and to complete
whatever steps are necessary to finalize the permanent placement of
the child; and reasonable efforts to place a child for adoption or
with a legal guardian may be made concurrently with reasonable
efforts of the type described at section 471(a)(15)(B).
Currently in place:_______
Will be met by:__________
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| 471(a)(22) |
Effective January 1, 1999, the State
shall develop and implement standards to ensure that children in
foster care placements in public or private agencies are provided
quality services that protect the safety and health of the
children.
Currently in place:_______
Will be met by:__________ |
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- TERMINATION OF PARENTAL RIGHTS
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| 475(5)(E) |
The State Agency will, in the case of a child who has been in
foster care under the responsibility of the State for 15 of the
most recent 22 months, or, if a court of competent jurisdiction has
determined a child to be an abandoned infant, or has made a
determination that the parent has committed murder of another child
of the parent, aided or abetted, attempted, conspired, or solicited
to commit such a murder or such a voluntary manslaughter, or
committed a felony assault that has resulted in serious bodily
injury to the child or to another child of the parent, the State
shall file a petition to terminate the parental rights of the
child's parents, and concurrently, to identify, recruit, process
and approve a qualified family for adoption unless:
- the child is being cared for by a relative, at State
option;
- a State agency has documented in the case plan a compelling
reason for determining that filing such a petition would not be in
the best interests of the child; or
- the State has not provided the family of the child, consistent
with the time period in the State case plan, such services as the
State deems necessary for the safe return of the child to the
child's home.
Currently in place:_______
Will be met by:__________
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| 475(5)(F) |
A child shall be considered to have entered foster care on the
earlier of:
- the date of the first judicial finding that the child has been
subjected to child abuse or neglect; or
- the date that is 60 days after the date on which the child is
removed from the home.
Currently in place:_______
Will be met by:__________
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| 473(a)(2) (C) |
- has been determined by the State to be a child with special
needs.
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| 473(a)(2)(C) |
Any child who meets the requirements
of subparagraph (C), who was determined eligible for adoption
assistance payments with respect to a prior adoption, who is
available for adoption because the prior adoption has been
dissolved and the parental rights of the adoptive parents have been
terminated or because the child's adoptive parents have die d, and
who fails to meet the requirements of subparagraphs (A) and (B) but
would meet such requirements if the child were treated as if the
child were in the same financial and other circumstances the child
was in the last time the child was determined eligible for adoption
assistance payments and the prior adoption were treated as never
having occurred, shall be treated as meeting the requirements to
receive adoption assistance payments.
Currently in place:_______
Will be met by:__________ |
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- PAYMENTS - AMOUNTS AND CONDITIONS
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| 473(a)(1) (B)(i) |
- Payments shall be made for nonrecurring adoption expenses
incurred by or on behalf of the adoptive parents in connection with
the adoption of a child with special needs, directly through the
State Agency or through another public or nonprofit private agency,
in amounts determined through an agreement with the adoptive
parents, and
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| 473(a)(1) (B)(ii) |
- in any case where the child meets the requirements of 473(a)(2)
of the Act, the State may make adoption assistance payments to
adoptive parents, directly through the State Agency or through
another public or nonprofit private agency, in amounts so
determined through an adoption assistance agreement (see section 3C
of this plan). The amount of such payment:
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| 473(a)(3) |
- shall take into consideration the circumstances of the adopting
parents and the needs of the child being adopted;
- may be adjusted periodically with the concurrence of the
adoptive parents to reflect changing circumstances; and
- may not exceed the foster care maintenance payment which would
have been paid during the period if the child with respect to whom
the adoption assistance payment is made had been in a foster family
home.
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| 45 CFR 1356. 40(d) |
- In determining eligibility for adoption assistance payments,
there is no income eligibility requirement (means test) for the
adoptive parents.
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473(a)(4) (A)
473(a)(4) (B) |
- Payments are terminated when the State determines that
- the child has attained the age of 18 (or, where the State
determined that the child has a mental or physical handicap which
warrants the continuation of assistance, the age of 21), or
- the parents are no longer legally responsible for the support
of the child, or
- the child is no longer receiving support from the adoptive
parents.
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- MEDICAID AND SOCIAL SERVICES
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473(b)(1)(B)
473(a)(2) |
For the purposes of titles XIX and XX,
any eligible child for whom there is an adoption assistance
agreement in effect under 473(a)(2) (whether or not adoption
assistance payments are being made) shall be deemed to be a
dependent child as defined in 406 of the Act and shall be deemed to
be a recipient of AFDC under part A of title IV of the Act in the
State in which such child resides. |
| 471(a)(21) (A)&(B) |
The State shall provide health
insurance coverage (through one or more State medical assistance
programs), with the same type and kind of benefits as those which
would be provided for children by the State under title XIX, or a
comparable State medical plan, for any child who has been
determined to be a child with special needs, for whom th ere is in
effect an adoption assistance agreement between the State and an
adoptive parent or parents, and who the State has determined cannot
be placed with an adoptive parent or parents without medical
assistance due to special needs for medical, mental health or
rehabilitative care.
Currently in place:_______
Will be met by:__________ |
471(a)(21)(C)
471(a)(21)(D) |
in the event that the State provides
such coverage through a State medical assistance program other than
the program under title XIX, and the State exceeds its funding for
services under such other program, any such child shall be deemed
to be receiving aid or assistance under the State plan under this
part for purposes of section 1902(a)(10)(A )(i)(I); and in
determining cost-sharing requirements, the State shall take into
consideration the circumstances of the adopting parent or parents
and the needs of the child being adopted consistent, to the extent
coverage is provided through a State medical assistance program,
with the rules under such program
Currently in place:_______
Will be met by:__________ |
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- REMOVAL OF BARRIERS TO INTERETHNIC ADOPTION
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| 471(a)(18) (A)(B) |
The State shall have a plan approved
by the Secretary, not later than January 1, 1997, which provides
that neither the State nor any other entity in the State that
receives funds from the Federal Government and is involved in
adoption or foster care placements may--
- deny to any person the opportunity to become an adoptive or
foster parent, on the basis of race, color, or national origin of
the person, or of the child involved; or
- delay or deny the placement of a child for adoption or into
foster care, on the basis of race, color, or national origin of the
adoptive or foster parent or the child involved.
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- KINSHIP CARE
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| 471(a)(19) |
The State shall consider giving
preference to an adult relative over a non-related caregiver when
determining a placement for a child, provided that the relative
caregiver meets all relevant State child protection standards. |
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- CRIMINAL BACKGROUND CHECKS
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| 471(a)(20) (A) |
The State Agency shall implement
procedures for criminal records checks for any prospective foster
or adoptive parent before the foster or adoptive parent may be
finally approved for placement of a child on whose behalf foster
care maintenance or adoption assistance payments are to be made,
including procedures that: |
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- in any case in which a record check reveals a felony conviction
for child abuse or neglect, for spousal abuse, for a crime against
children, or for a crime involving violence, if a State finds that
a court of competent jurisdiction has determined that the felony
was committed at any time, such final approval shall not be
granted; and
- in any case in which a record check reveals a felony conviction
for physical assault, battery, or a drug-related offense, if a
State finds that a court of competent jurisdiction has determined
that the felony was committed within the past 5 years, such final
approval shall not be granted.
Currently in place:_______
Will be met by:__________
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| 471(a)(20) (B) |
If the Governor of the State has
notified the Secretary in writing that the State has elected to
make 471(a)(20)(A) inapplicable to the State, or if the State
legislature, by law, has elected to make 471(a)(20)(A) inapplicable
to the State, 471(a)(20)(A) shall not apply.
Currently in place:_______
Will be met by:__________ |
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- INTERJURISDICTIONAL ADOPTION
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| 471(a)(23)(1)471(a)(23)(2) |
The State shall not deny or delay the placement of a child for
adoption when an approved family is available outside of the
jurisdiction with responsibility for handling the case of the
child; or
Fail to grant an opportunity for a fair hearing, as described in
section 471(a)(12), to an individual whose allegation of a
violation of paragraph (1) of this subsection is denied by the
State or not acted upon by the State with reasonable
promptness.
Currently in place:_______
Will be met by:__________
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