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AFCARS Assessment Review - General Requirements Findings
State: Arkansas

Requirement Finding/Notes
Checked (X)
Compliance Factor
Population Requirements 4
45 CFR 1355.40(a) Scope of the data collection system - foster care

Must include all children in foster care for whom the agency has responsibility for placement, care, or supervision (45 CFR 1355.40(a)(2)).
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  • All children who are required to be provided the protection of section 422(b)(10) of the Social Security Act (the Act) (Appendix A - SECTION II).
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  • All children supervised by or under the responsibility of another public agency with which the title IV-B/E agency has an agreement under title IV-E and the State makes title IV-E foster care maintenance payments (Appendix A - SECTION II).
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Includes Native American children covered under section 422(b)(10) of the Act, (45 CFR 1355.40(a)(2)). There are no Federally recognized Tribes in Arkansas. If a tribal child comes into care, State notifies the Office of Chief Council. blank cell
Out of State placements. The State making the placement submits the information on the child (45 CFR 1355.40(a)(2)). X blank cell
Includes all children who have been in foster care at least 24 hours (Appendix A - SECTION II). X blank cell
Does not include children who are in their own homes under the responsibility of the State agency (Appendix A - SECTION II). State does not report on cases where there are only protective services being provided to the family prior to a child's removal from their home. blank cell
Include all children who are in the placement, care, or supervision responsibility of the title IV-B/E agency that are on "trial home visits" (ACYF-PIQ-94-01, 07/08/1994,and ACYF-PIQ-95-01, 3/8/1995). X blank cell
Includes all children the State has placement and financial payment responsibility for, but the State does not have custody (ACYF-PIQ-95-01, 3/8/1995). Not Applicable blank cell
Includes youth over the age of 18 if a payment is being made on behalf of the child (ACYF-PIQ-95-01, 3/8/1995). X
(This is approximately 2 - 3% of the foster care population.)
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45 CFR 1355.40(a) Scope of the data collection system - adoption blank cell blank cell
Includes all adopted children placed by the agency, and all adopted children for whom the State agency is providing adoption assistance (either ongoing or for nonrecurring expenses), or for whom care or services are provided directly or by contract or agreement with other private or public agencies (45 CFR 1355.40(a)(3)). X blank cell
  • Report on all children adopted in the State during the reporting period in whose adoption the State has had any involvement. All adoptions after 10/1/94 that meets the criteria below must be reported. Failure to report on these adoptions will result in penalties being assessed. Criteria (Appendix B - Section II):
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  1. Children who had been in foster care under the responsibility and care of the agency.
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  1. All special needs children, whether or not they were in the public foster care system prior to their adoption and for whom non-recurring expenses were reimbursed.
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  1. Children adopted for whom an adoption assistance payment or service is being provided based on arrangements with the State agency.
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Adoptions prior to 10/1/94, with title IV-E adoption subsidies, report aggregate data (45 CFR 1355.40(a)(3)). X blank cell
For children adopted out of state, the placing State reports the adoption data (45 CFR 1355.40(a)(3)). X blank cell
Voluntarily reports on all other adoptions. (Appendix B - Section II). Not Applicable blank cell
Technical Requirements 2
45 CFR 1355.40(b) Foster care and adoption reporting requirements blank cell blank cell
The data must be extracted from the data system as of the last day of the reporting period (45 CFR 1355.40(b)(1)). X blank cell
The data must be submitted in electronic form as described in Appendix C (45 CFR 1355.40(b)(1)). X blank cell
The data must be in record layouts as delineated in Appendix D (45 CFR 1355.40(b). X blank cell
The State converted all cases, and has the capability of entering historical data on cases that re-open for foster care. State did not add closed cases to CHRIS at time of conversion. If a case re-opens, "historical" data cannot be entered into the system by the worker. State needs to add an "historical" data screen to collect "date of first removal from home", "number of removals", and whether the mother was married at time of birth. blank cell

Appendix A, 45 CFR 1355 Foster Care Data Elements and Appendix B, 45 CFR 1355 Adoption Data Elements

State uses sequential numbering of the case record number or encrypts the record number.

State has been using both sequential and encryption routines for the case record number. State did encrypt the adoption and foster care record numbers in the 2001A report period submission. blank cell
Appendix C, 45 CFR 1355 Electronic Data Transmission Format blank cell blank cell
Data file must be in ASCII format. X blank cell
Elements must be comprised of integer (numeric) value(s). X blank cell
All records must be a fixed length. X blank cell
ACYF-PI-CB-95-09, Reissued May 23, 1995 blank cell blank cell
State extracts all records based on the transaction date of discharge. Arkansas changed the extraction program from a legacy COBOL application to a new PL/SQL application, which was used for the report period 2001A. The State had not been extracting the cases based on the transaction date. As of the 2001A transmission, State extracts the foster care file on the transaction date. It appears that the resubmitted 2000B file was not based on the transaction date. blank cell
For children who are in care on the last day of the reporting period, information as of the last day of the period is extracted. X blank cell
For children who were discharged during the period, information on the most recent episode is extracted. X blank cell
All elements are extracted. X blank cell
Technical Bulletin #2, File Format blank cell blank cell
State uses correct file name for transmission. X blank cell
File Creation blank cell blank cell
State attaches footnotes to files. Not applicable blank cell
State is using proper format for the creation of footnotes. X blank cell
State uses DCU and DQU on its data file. X blank cell