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AFCARS Assessment Review Findings - General
Requirements
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| Requirement | Finding/Notes | Rating Factor |
|---|---|---|
| Population Requirements | 2 | |
| 45 CFR 1355.40(a) Scope of
the data collection system - foster care
Must include all children in foster care for whom the agency has responsibility for placement, care, or supervision (45 CFR 1355.40(a)(2)). |
No. The State's extraction logic does not look for placements of "runaway." This is not an option for the workers to select. State will change population extraction code to ensure that these children are included. | blank cell |
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| Includes Native American children covered under section 422(b)(10) of the Act, (45 CFR 1355.40(a)(2)). | Not applicable because the State does not have inter-agency agreements with other agencies. | blank cell |
| Out of State placements. The State making the placement submits the information on the child (45 CFR 1355.40(a)(2)). | Yes | blank cell |
| Includes all children who have been in foster care at least 24 hours (Appendix A - SECTION II). | If the child enters care on one day but exits on the next, even if less than 24 hours, the child is incorrectly included in the extraction population. | blank cell |
| Does not include children who are in their own homes under the responsibility of the State agency (Appendix A - SECTION II). | The State does not include children that have never been removed from their home, but are under the responsibility of the State agency. | blank cell |
| Include all children who are in the placement, care, or supervision responsibility of the title IV-B/E agency that are on "trial home visits". (Child Welfare Policy Manual, section 1, AFCARS.) | Partially correct. The State defines a removal episode from the time the agency receives custody to when the State no longer has custody of the child. This includes those children returned home under the agency's responsibility for care and placement. If the child is returned home for six months, the agency considers the child discharged from care at the end of six months, even if the specified period of time is longer than six months. | blank cell |
| Includes youth over the age of 18 if a payment is being made on behalf of the child (ACYF-PIQ-95-01, 3/8/1995). | Yes | blank cell |
| 45 CFR 1355.40(a) Scope of the data collection system - adoption | blank cell | blank cell |
| Includes all adopted children placed by the agency, and all adopted children for whom the State agency is providing adoption assistance (either ongoing or for nonrecurring expenses), or for whom care or services are provided directly or by contract or agreement with other private or public agencies (45 CFR 1355.40(a)(3)). | Yes | blank cell |
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| Adoptions prior to 10/1/94, with title IV-E adoption subsidies, report aggregate data (45 CFR 1355.40(a)(3)). | Yes | blank cell |
| For children adopted out of state, the placing State reports the adoption data (45 CFR 1355.40(a)(3)). | Yes | blank cell |
| Voluntarily reports on all other adoptions. (Appendix B - Section II). | No | blank cell |
| Technical Requirements | 1 | |
| 45 CFR 1355.40(b) Foster care and adoption reporting requirements | blank cell | blank cell |
| The data must be extracted from the data system as of the last day of the reporting period (45 CFR 1355.40(b)(1)). | Yes | blank cell |
| The data must be submitted in electronic form as described in Appendix C (45 CFR 1355.40(b)(1)). | Yes | blank cell |
| The data must be in record layouts as delineated in Appendix D (45 CFR 1355.40(b). | Yes | blank cell |
|
Appendix A, 45 CFR 1355 Foster Care Data Elements and Appendix B, 45 CFR 1355 Adoption Data Elements State uses sequential numbering of the case record number or encrypts the record number. |
State encrypts the case record number. The extract code needs to be updated, has sequential listed in one place. See 1st page of FCARDET.CPY |
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| Appendix C, 45 CFR 1355 Electronic Data Transmission Format | blank cell | blank cell |
| Data file must be in ASCII format. | Yes | blank cell |
| Elements must be comprised of integer (numeric) value(s). | Yes | blank cell |
| All records must be a fixed length. | Yes | blank cell |
| ACYF-PI-CB-95-09, Reissued May 23, 1995 | blank cell | blank cell |
| State extracts all records based on the transaction date of discharge. | Yes | blank cell |
| Technical Bulletin #2, File Format | blank cell | blank cell |
| State uses correct file name for transmission. | Yes | blank cell |
| Data Extraction | blank cell | blank cell |
| For children who are in care on the last day of the reporting period, information as of the last day of the period is extracted. | Yes | blank cell |
| For children who were discharged during the period, information on the most recent episode is extracted. | Yes | blank cell |
| File Creation | blank cell | blank cell |
| State attaches footnotes to files. | State does not use footnotes. | blank cell |
| State is using proper format for the creation of footnotes. | N/A | blank cell |
| State uses DCU and DQU on its data file. | The State uses the DQU as a report for the adoption file. The State is working on developing a user-friendly format for the DQU output. Virginia has modified a utility developed by North Dakota and has given it to West Virginia for its use. | blank cell |
| Data Conversion | blank cell | blank cell |
| State transferred historical information on open cases. Specifically, it included information on: date of first removal, total number of removals, and whether the child's mother was married at the time of the child's birth. If the case was open at the time of conversion, information on the number of placement settings was included. | State transferred data on all open cases. A memo was later issued to instruct workers to enter appropriate data on closed cases that re-opened. State had a comprehensive conversion plan. | |
| The information system has the capability of recording historical information. This should apply to both open cases in which historical information must be entered, and for closed cases that re-open after conversion and must be entered into the system. | Yes | |